David A. Stolz

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CRD#: 4488123

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Arthur Stolz, CFP® was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2000. David had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1.) NAME OF OB: MASHELL INC. DBA RAINIEU CONNECT; ADDRESS: 104 WASHINGTON AVENUE, N. EATONVILLE, WA 98328; NATURE: BOARD MEMBER OF LOCAL BUSINESS THAT OPERATES COMMUNICATION SERVICES, INCLUDING PHONE AND INTERNET TO THE COMMUNITY.; INVESTMENT RELATED: NO; TITLE OR RELATIONSHIP WITH OB: DIRECTOR; DUTIES: BOARD DIRECTOR/TREASURER; START DATE: 1/1/2008; APPROX. NUMBER OF HOURS/MONTH: 4; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OB: EMERGENCY FOOD NETWORK; ADDRESS: 3318 92ND STREET, S. LAKEWOOD, WA 98499; NATURE: VOLUNTEER BOARD MEMBER FOR COMMUNITY FOOD DISTRIBUTION NON-PROFIT.; INVESTMENT RELATED: NO; TITLE OR RELATIONSHIP WITH OB: BOARD MEMBER; DUTIES: NON-PROFIT BOARD MEMBER; START DATE: 1/1/2019; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OB: Rental Properties; NATURE: Rental of Commercial Real Estate; INVESTMENT RELATED: NO; TITLE OR RELATIONSHIP WITH OB: Owner, Part-Owner, LLC Member; DUTIES: Property Management; APPROX. NUMBER OF HOURS/MONTH: 5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Past

December 8, 2000 - April 17, 2024

STOLZ & ASSOCIATES, PS

RIA

CRD#: 117216

TACOMA, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STOLZ & ASSOCIATES, PS

BAYSIDE ASSET MANAGEMENT, LLC | STOLZ & ASSOCIATES, PS

CRD#: 117216 / SEC#: 801-117720

RIA

Registered Investment Advisory firm - (12/1/2019 Approved)

Washington

Registered Investment Advisory firm - (2/3/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

STOLZ & ASSOCIATES, PS

BAYSIDE ASSET MANAGEMENT, LLC | STOLZ & ASSOCIATES, PS

CRD#: 117216 / SEC#: 801-117720

RIA

Registered Investment Advisory firm - (12/1/2019 Approved)

Washington

Registered Investment Advisory firm - (2/3/2020 Terminated)

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Contact information

Main Address

3102 Ruston Way Suite A, Tacoma, WA 98402

Mailing Address

Phone number

(253) 272-3441

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03 13 2025 SZA FORM ADV PART 2A AND 2B FINAL (3/13/2025)

Regulatory assets under management

Total Number of Accounts	584
AUM (Assets Under Management)	$ 230,062,463

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Stolz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STOLZ & ASSOCIATES, PS

Primary Firm SEC Registration

STOLZ & ASSOCIATES, PS

State Registrations and Notice Filings

Exams

Current Firm

STOLZ & ASSOCIATES, PS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STOLZ & ASSOCIATES, PS

TRUST BUT VERIFY

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