Sarah R. Lee

HOLCOMBE FINANCIAL

Atlanta, GA 30319

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CRD#: 4487934

Professional summary

Sarah Rebecca Lee, who also goes by Sarah Lee Johnson, is a registered financial advisor currently at HOLCOMBE FINANCIAL, INC. located in Atlanta, Georgia.

Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Sarah has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sarah Lee Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Rebecca Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2026 - Present

HOLCOMBE FINANCIAL, INC.

Office #1: 4151 Ashford Dunwoody Road Suite 165, Atlanta, GA 30319

RIA

CRD#: 142238

Atlanta, GA

Past

March 26, 2004 - September 21, 2007

BROWN BROTHERS HARRIMAN & CO.

CRD#: 104487

CHARLOTTE, NC

Past

March 12, 2002 - March 23, 2004

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOLCOMBE FINANCIAL, INC.

HOLCOMBE FINANCIAL INC. | POI MANAGEMENT, LLC (RELYING ADVISER) | HOLCOMBE FINANCIAL, INC.

CRD#: 142238 / SEC#: 801-67308

RIA

Registered Investment Advisory firm - (11/30/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/1/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/11/2002

General Securities Representative Examination

Current Firm

HOLCOMBE FINANCIAL, INC.

HOLCOMBE FINANCIAL INC. | POI MANAGEMENT, LLC (RELYING ADVISER) | HOLCOMBE FINANCIAL, INC.

CRD#: 142238 / SEC#: 801-67308

RIA

Registered Investment Advisory firm - (11/30/2006 Approved)

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Contact information

Main Address

4151 Ashford Dunwoody Road Suite 165, Atlanta, GA 30319

Mailing Address

Phone number

(404) 257-3317

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HOLCOMBE FINANCIAL, INC. - BROCHURE (4/24/2025)

Regulatory assets under management

Total Number of Accounts	694
AUM (Assets Under Management)	$ 379,390,696

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sarah R. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Rebecca Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOLCOMBE FINANCIAL, INC.

BROWN BROTHERS HARRIMAN & CO.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

HOLCOMBE FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2025

Series 63

Date: 5/1/2002

Series 7

Date: 3/11/2002

Current Firm

HOLCOMBE FINANCIAL, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOLCOMBE FINANCIAL, INC.

TRUST BUT VERIFY

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