Edwin J. Sondgroth
Professional summary
Edwin James Sondgroth JR., who also goes by E. J. Sondgroth Jr., E. J. Sondgroth, Edwin J. Sondgroth Jr., is a registered financial advisor currently at BADGLEY PHELPS WEALTH MANAGERS located in Seattle, Washington.
Edwin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Edwin has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edwin James Sondgroth JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2021 - Present
BADGLEY PHELPS WEALTH MANAGERS
Office #1: 1420 Fifth Avenue Suite 3200, Seattle, WA 98101February 23, 2021 - August 1, 2021
BADGLEY PHELPS WEALTH MANAGERS
September 18, 2017 - February 5, 2021
BRIGHTON JONES LLC
August 11, 2014 - September 7, 2017
D.A. DAVIDSON & CO.
August 11, 2014 - September 7, 2017
D.A. DAVIDSON & CO.
March 31, 2014 - August 12, 2014
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - August 12, 2014
WELLS FARGO CLEARING SERVICES, LLC
October 8, 2002 - January 31, 2006
WELLS FARGO INVESTMENT SERVICES, LLC
October 4, 2002 - October 17, 2002
WELLS FARGO SECURITIES, LLC
August 29, 2002 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
Primary Firm SEC Registration
BADGLEY PHELPS WEALTH MANAGERS
CRD#: 315440 / SEC#: 801-121830
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/2/2021)
Exams
Series 55
Date: 12/13/2002
Limited Representative-Equity Trader ExamCurrent Firm
BADGLEY PHELPS WEALTH MANAGERS
CRD#: 315440 / SEC#: 801-121830
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,875 |
| AUM (Assets Under Management) | $ 5,902,779,678 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 12/11/2024 | ||
| 01/08/2024 | ||
| 10/24/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
