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MT

Monika A. Tyrichtrova

ABN AMRO CLEARING USA LLC
Chicago, IL 60604
Some features on this profile are disabled
CRD#: 4487708
MT

Professional summary

Monika Alexandra Tyrichtrova is a registered financial professional currently at ABN AMRO CLEARING USA LLC located in Chicago, Illinois and ABN AMRO SECURITIES (USA) LLC located in New Brunswick, New Jersey.

Monika is registered as a RR (Registered Representative) and started their career in finance in 2002. Monika has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 3, SIE, Series 7, Series 4, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Monika Alexandra Tyrichtrova's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 3, 2011 - Present

ABN AMRO CLEARING USA LLC

Office #1: 175 West Jackson Blvd Ste 2050, Chicago, IL 60604
BD
CRD#: 14020
Chicago, IL
Current

January 23, 2024 - Present

ABN AMRO SECURITIES (USA) LLC

Office #1: 303 George Street 3rd Floor, New Brunswick, NJ 08901
BD
CRD#: 151796
New Brunswick, NJ
Past

February 20, 2007 - September 23, 2011

DASH FINANCIAL TECHNOLOGIES LLC

BD
CRD#: 104031
CHICAGO, IL
Past

April 14, 2005 - February 20, 2007

BELLEVUE CHICAGO, LLC

BD
CRD#: 106069
CHICAGO, IL
Past

January 30, 2002 - December 31, 2004

NT SECURITIES LLC

BD
CRD#: 45694
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(10/3/2011)

Exams

State Security Law Exam
RR
Series 63
Date: 5/17/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 12/9/2022
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/29/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/28/2016
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 3/15/2007
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/18/2002
General Securities Principal Examination
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

AA
ABN AMRO SECURITIES (USA) LLC
ABN AMRO SECURITIES (USA) LLC | MEESPIERSON SECURITIES LLC

CRD#: 151796 / SEC#: , 8-68398

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
303 George Street 3rd Floor, New Brunswick, NJ 08901
Mailing Address
303 George Street 3rd Floor, New Brunswick, NJ 08901
Phone number
(917) 284-6700
Established
Delaware since 01/28/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ABN AMRO CLEARING HOLDINGS USA LLCSHAREHOLDER
ALONGI, ROBERT PHILIP JRHEAD OPS2445170
DUINSTRA, BOUDEWIJNBOARD MEMBER
DWYER, PATRICK JOSEPHPRESIDENT & CEO4653391
LUO, ROGER ZHENYUANCHIEF FINANCIAL OFFICER5840881
TYRICHTROVA, MONIKA ALEXANDRACHIEF COMPLIANCE OFFICER4487708

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABN AMRO SECURITIES (USA) LLC

CRD#: 151796Chicago, IL 60604

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