Carl J. Fliegelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl Jay Fliegelman was a registered financial professional .
Carl is a previously registered financial professional and started their career in finance in 2002. Carl had worked at 7 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2010 - February 11, 2014
MUCH WEALTH MANAGEMENT, INC.
June 24, 2008 - December 31, 2008
GENESIS CAPITAL FUND MANAGEMENT, LLC
January 6, 2006 - July 23, 2007
SCF SECURITIES, INC.
August 8, 2005 - July 23, 2007
SCF SECURITIES, INC.
November 14, 2003 - August 19, 2005
LPL FINANCIAL LLC
November 14, 2003 - August 19, 2005
LPL FINANCIAL LLC
July 9, 2002 - May 29, 2003
NEW ENGLAND SECURITIES
April 22, 2002 - June 10, 2002
VERITRUST FINANCIAL, LLC
February 15, 2002 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUCH WEALTH MANAGEMENT, INC.
CRD#: 150356 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 287 |
| AUM (Assets Under Management) | $ 40,027,411 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
