Michael E. Valek

STE WEALTH ADVISORS LLC

Lockport, IL 60441

Some features on this profile are disabled

CRD#: 4487329

Professional summary

Michael Emery Valek is a registered financial advisor currently at STE WEALTH ADVISORS LLC located in Lockport, Illinois.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Michael has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I currently own two other businesses. STE Corp provides accounting, tax and consulting services to businesses and/or individuals/families. Paystub Solutions provides payroll services for small and mid-sized businesses.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Emery Valek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2022 - Present

STE WEALTH ADVISORS LLC

Office #1: 16612 W. 159th St. Suite 203, Lockport, IL 60441

RIA

CRD#: 318389

Lockport, IL

Past

March 21, 2022 - December 31, 2024

STE WEALTH ADVISORS LLC

RIA

CRD#: 318389

LOCKPORT, IL

Past

March 12, 2002 - June 13, 2006

BDO CAPITAL ADVISORS, LLC

CRD#: 109679

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/4/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/7/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 3/1/2002

Financial and Operations Principal Examination

Current Firm

STE WEALTH ADVISORS LLC

CRD#: 318389 / SEC#:

Illinois

Registered Investment Advisory firm - (3/18/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

16612 W. 159th St. Suite 203, Lockport, IL 60441

Mailing Address

Phone number

(815) 836-0100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 117,739

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Meyers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Frankfort, IL

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

Flavia Cardozo

J.P. MORGAN SECURITIES LLC

IAR

Naperville, IL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael E. Valek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Emery Valek's CRS (Customer Relationship Summary).

Certified licenses

Experience

STE WEALTH ADVISORS LLC

STE WEALTH ADVISORS LLC

BDO CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2022

Series 63

Date: 3/4/2004

Series 7

Date: 4/7/2003

Series 27

Date: 3/1/2002

Current Firm

STE WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STE WEALTH ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors