William F. Serres

BBJS FINANCIAL ADVISORS

SEATTLE, WA 98101

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CRD#: 4487287

Professional summary

William Francis Serres II, CFP®, who also goes by William F. Serres II, is a registered financial advisor currently at BBJS FINANCIAL ADVISORS, LLC located in Seattle, Washington.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. William has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William F. Serres Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BANCROFT BUCKLEY JOHNSTON & SERRES LLP IS A CERTIFIED PUBLIC ACCOUNTING FIRM. IT IS NOT INVESTMENT RELATED. 1501 FOURTH AVE. SUITE 2070 SEATTLE, WA 98101 WILLIAM SERRES BECAME A PARTNER ON JULY 1, 2000. WILLIAM WAS A STAFF ACCOUNTANT FROM DECEMBER 16, 1997 TO JUNE 30, 2000. WILLIAM DEVOTES APPROXIMATELY 133 HOURS/MONTH TO THE ACCOUNTING FIRM. MOST OF WILLIAM'S TIME IS DEVOTED TO THE ACCOUNTING FIRM DURING THE SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Francis Serres II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

October 30, 2000 - Present

BBJS FINANCIAL ADVISORS, LLC

Office #1: 1501 Fourth Ave. Suite 2880, Seattle, WA 98101

RIA

CRD#: 115969

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BBJS FINANCIAL ADVISORS, LLC

CRD#: 115969 / SEC#: 801-121432

RIA

Registered Investment Advisory firm - (6/16/2021 Approved)

California

Registered Investment Advisory firm - (7/28/2021 Terminated)

Washington

Registered Investment Advisory firm - (7/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/20/2012)

IAR

Washington
(10/30/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BBJS FINANCIAL ADVISORS, LLC

CRD#: 115969 / SEC#: 801-121432

RIA

Registered Investment Advisory firm - (6/16/2021 Approved)

California

Registered Investment Advisory firm - (7/28/2021 Terminated)

Washington

Registered Investment Advisory firm - (7/28/2021 Terminated)

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Contact information

Main Address

1501 Fourth Avenue, Suite 2880, Seattle, WA 98101

Mailing Address

Phone number

(206) 682-4840

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BBJS FINANCIAL ADVISORS, LLC (3/14/2025)

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 291,189,040

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William F. Serres

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Francis Serres II's CRS (Customer Relationship Summary).

Certified licenses

Experience

BBJS FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

BBJS FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

BBJS FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BBJS FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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