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JH

Jay Ramshin Horowitz

CRD# 4487285·Registered 2002 - 2024
Previously Registered: Being a previously registered professional could mean that Jay is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jay Ramshin Horowitz was a registered financial advisor. Jay was a previously registered financial professional and started their career in finance 2002 - 2024. Jay had worked at 2 firms and has passed the Series 66 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

GATEWAY ADVISORY, LLC·CRD# 152347
RIA
New York, NY
February 8, 2013 - December 10, 2024
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
February 5, 2002 - July 26, 2002

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Current Firm

GA
GATEWAY ADVISORY, LLC

AMHERST FINANCIAL SERVICES | GATEWAY ADVISORY, LLC | GATEWAY ADVISORS, LLC

CRD#: 152347 / SEC#: 801-70890

Contact Information

Main Address

900 South Avenue West, Mountainside, NJ 07090

Phone Number

(908) 233-8100

# of Employees

8

Documents

Latest Form ADV

Part 2 Brochures

2024 GATEWAY FORM ADV PART 2A (3/28/2024)

Regulatory Assets Under Management

Total Number of Accounts

2,286

AUM (Assets Under Management)

$743,748,220

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JAY R. HOROWITZ & CO CPA'S PC 370 LEXINGTON AVENUE, NEW YORK, NY 10016,- START DATE 01/1999 WILL NOT EFFECT ANY SECURITIES TRADING HOURS APPROXIMATELY 40 HOURS A WEEK DEVOTED TO OTHER COMPANY, ACCOUNTANT/CPA/PRESIDENT -NOT INVESTMENT RELATED

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 1999About the Series 66 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2002About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JH
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