RW
Robert G. Wrubel
CASCADE INVESTMENT GROUP
Colorado Springs, CO 80903
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CRD#: 4487197
RW
Professional summary
Robert Gold Wrubel, AIF®, CFP® is a registered financial advisor currently at CASCADE INVESTMENT GROUP, INC. located in Colorado Springs, Colorado.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 3 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 4, Series 53, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ROBELI LLC, INVESTMENT RELATED, 1214 N COOPER AND 1213 N CHESTNUT COLORADO SPRINGS CO, RESICENTIAL RENTAL PROPERTIES, CO-OWNER, BEGAN 08/2002, 1 HOUR/MONTH, NOT DURING BUSINESS HOURS. 2. LLC, INVESTMENT RELATED, LLC TO HOLD PERSONAL PROPERTY VACATION HOME, MEMBER, LESS THAN 1 HOUR/YEAR, NOT DURING BUSINESS HOURS. 2. Serves on the Eastern Colorado Bank Advisory Board as JAN 16, 2024, voting board member, compensation is $12,000 annual, 4 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Gold Wrubel's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Gold Wrubel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
January 12, 2007 - Present
CASCADE INVESTMENT GROUP, INC.
Office #1: 444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903RIA
BD
CRD#: 35844
Colorado Springs, CO
Current
January 12, 2007 - Present
CASCADE INVESTMENT GROUP, INC.
Office #1: 444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903RIA
BD
CRD#: 35844
Colorado Springs, CO
Past
January 8, 2004 - January 16, 2007
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
COLORADO SPRINGS, CO
Past
January 8, 2004 - January 16, 2007
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
COLORADO SPRINGS, CO
Past
February 28, 2002 - January 21, 2004
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
COLORADO SPNGS, CO
Past
January 23, 2002 - January 21, 2004
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CASCADE INVESTMENT GROUP, INC.
BJR & ASSOCIATES, INC | CASCADE INVESTMENT GROUP, INC.
CRD#: 35844 / SEC#: 801-53819, 8-46943
RIA
Registered Investment Advisory firm - SEC (2/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/14/2025)
RR
Arizona(10/17/2017)
RR
California(1/12/2007)
RR
Colorado(1/12/2007)
IAR
Colorado(1/12/2007)
RR
District of Columbia(7/29/2015)
RR
Florida(1/12/2007)
RR
Idaho(1/10/2022)
RR
Indiana(1/10/2022)
RR
Iowa(1/12/2007)
RR
Kansas(6/9/2020)
RR
Massachusetts(9/26/2017)
RR
Minnesota(5/24/2007)
RR
Missouri(4/5/2021)
RR
Nebraska(1/10/2022)
RR
New Hampshire(8/30/2011)
RR
New Jersey(1/12/2007)
RR
New Mexico(6/9/2021)
RR
New York(1/29/2023)
RR
North Carolina(11/17/2021)
RR
Ohio(5/20/2021)
RR
South Carolina(9/7/2023)
RR
South Dakota(1/27/2025)
RR
Texas(1/12/2007)
IAR
Texas(1/24/2007)
RR
Virginia(8/12/2019)
RR
Washington(1/10/2022)
RR
Wisconsin(5/13/2024)
RR
Wyoming(4/20/2007)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CASCADE INVESTMENT GROUP, INC.
BJR & ASSOCIATES, INC | CASCADE INVESTMENT GROUP, INC.
CRD#: 35844 / SEC#: 801-53819, 8-46943
RIA
Registered Investment Advisory firm - SEC (2/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903
Mailing Address
444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903
Phone number
(719) 632-0818
Established
Colorado since 09/16/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
6
SEC notice filing (11 States and Territories)
FINRA licenses (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 974 |
| AUM (Assets Under Management) | $ 378,028,345 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CASCADE INVESTMENT GROUP, INC.
CRD#: 35844Colorado Springs, CO 80903TRUST BUT VERIFY
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