Charles R. Bost
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles R Bost, who also goes by Charles R Bost Jr., Charles R. Bost Jr., Charles Bost, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2005. Charles had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2015 - August 14, 2017
ONEAMERICA SECURITIES, INC.
December 2, 2015 - August 14, 2017
ONEAMERICA SECURITIES, INC.
December 17, 2014 - October 20, 2015
PRUCO SECURITIES, LLC.
November 26, 2014 - October 20, 2015
PRUCO SECURITIES, LLC.
January 21, 2014 - November 18, 2014
CETERA INVESTMENT ADVISERS LLC
January 1, 2014 - November 18, 2014
CETERA INVESTMENT SERVICES LLC
November 27, 2013 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
November 23, 2011 - July 12, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 16, 2011 - July 12, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 16, 2010 - June 20, 2011
FARMERS FINANCIAL SOLUTIONS, LLC
June 8, 2009 - August 4, 2010
AMERICAN EQUITY INVESTMENT CORPORATION
January 31, 2005 - June 2, 2009
ONEAMERICA SECURITIES, INC.
Primary Firm SEC Registration
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
