SM
Shelley D. Martin
PERIGON WEALTH MANAGEMENT
NEW YORK, NY 10122
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CRD#: 4486907
SM
Professional summary
Shelley Diane Martin, who also goes by Shelley Diane Dermer, Shelley Dermer Martin, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in New York, New York.
Shelley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Shelley has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shelley Diane Dermer | Shelley Dermer Martin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Ms. Martin is dually-registered with Perigon Wealth Management, LLC ("Perigon") and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Ms. Martin has served as a solicitor with Perigon since 2/2023 and as a registered representative of PKS since 2/2023. Business is conducted from 14 Penn Plaza, 18th Floor, New York, NY 10122. Approximately 20 hours per month is spent in a solicitor capacity and approximately 16 hours per month is spent in a registered representative capacity. 2) Sleo's Girls, LLC. Not investment related. 9641 Lehigh Ave, Savannah, GA 31406. Rental Properties. Member. 1/1/2011. 10 hrs/mo. <1 hrs during trading. Partnership with sister and brother to hold and tent properties in Georgia. Oversight of employed management company. 3) AM Tax services. Not investment related. 400 West End Ave., 1F, New York,NY 10024. Tax Preparation. Tax Preparer. 1/1/2020. 60/Mo. 60 hrs during trading. Preparing tax returns 4) Morris Avenue Property Owners Corp. Not investment related. c/o Leor Management Corp, 119 W. 23rd St, Ste 206, New York, NY 10011. Business entity to hold investment in 2725 Morris Avenue, Bronx, NY 10468. GeneralPartner. 6/15/1989. <1 hr/mo. <1 hr during trading. Business entity for investment purposes only. General partnership to hold investment in Morris Avenue Realty L.P. 5) Morris Avenue Realty LP. Not investment related. c/o Leor Management Corp, 119 W. 23rd St, Ste 206, New York, NY 10011. Rental property. Partner. 6/15/1989. <1hr/mo. <1 hr during trading. Partner in limited partnership to hold and rent property an 2725 Morris Avenue, Bronx, NY 10468 6) Real estate - Town House Rental. Not investment related. 14 Roundtree Circle, Savannah, Ga 31405. Rental real estate. Joint owner of property with husband. 6/1/2020. 1 hr/mo. 1 hr during trading. Collect rent and oversee management 7) Insurance. Not investment related. 14 Penn Plaza, 18th Floor, New York, NY 10122. Insurance. Agent. Start 1/2023. 2 hr/mo. 2 hr/month during trading. Sales of insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Shelley Diane Martin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 9, 2023 - Present
PERIGON WEALTH MANAGEMENT, LLC
Office #1: 14 Penn Plaza Ste 1316, New York, NY 10122RIA
CRD#: 131037
NEW YORK, NY
Past
May 3, 2023 - November 13, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
New York, NY
Past
May 29, 2021 - December 19, 2022
PM WEALTH MANAGEMENT, LLC
RIA
CRD#: 298324
NEW YORK, NY
Past
July 18, 2016 - January 14, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
NEW YORK, NY
Past
January 11, 2012 - October 14, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
September 2, 2005 - January 13, 2012
WILBANKS SECURITIES, INC.
BD
CRD#: 40673
NEW YORK, NY
Past
February 1, 2002 - January 31, 2005
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(3/9/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Mission Street Suite 1825, San Francisco, CA 94105
Mailing Address
Phone number
(877) 977-2555
Established
Firm type
Fiscal year end
# of Employees
141
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
