SM
Susan L. Mcgrath
HOLCOMBE & MCGRATH
Asheville, NC 28801
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CRD#: 4486875
SM
Professional summary
Susan Lee Mcgrath, CFP® is a registered financial advisor currently at HOLCOMBE & MCGRATH located in Asheville, North Carolina.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Susan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Susan Lee Mcgrath's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 20, 2013 - Present
HOLCOMBE & MCGRATH
Office #1: 12a Bay Street, Asheville, NC 28801RIA
CRD#: 121197
Asheville, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H&
HOLCOMBE & MCGRATH
HAROLD E. HOLCOMBE & SUSAN L. MCGRATH | MCGRATH & ASSOCIATES, INC., D/B/A HOLCOMBE & MCGRATH | MCGRATH & ASSOCIATES, INC. | HOLCOMBE & MCGRATH, INC. | HOLCOMBE & MCGRATH INC. | HOLCOMBE & MCGRATH
CRD#: 121197 / SEC#: 801-125021
RIA
Registered Investment Advisory firm - (5/13/2022 Approved)Louisiana
Registered Investment Advisory firm - (5/31/2022 Terminated)North Carolina
Registered Investment Advisory firm - (5/27/2022 Terminated)Texas
Registered Investment Advisory firm - (5/18/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(11/14/2016)
IAR
North Carolina(9/20/2013)
IAR
Texas(11/14/2016)
Current Firm
H&
HOLCOMBE & MCGRATH
HAROLD E. HOLCOMBE & SUSAN L. MCGRATH | MCGRATH & ASSOCIATES, INC., D/B/A HOLCOMBE & MCGRATH | MCGRATH & ASSOCIATES, INC. | HOLCOMBE & MCGRATH, INC. | HOLCOMBE & MCGRATH INC. | HOLCOMBE & MCGRATH
CRD#: 121197 / SEC#: 801-125021
RIA
Registered Investment Advisory firm - (5/13/2022 Approved)Louisiana
Registered Investment Advisory firm - (5/31/2022 Terminated)North Carolina
Registered Investment Advisory firm - (5/27/2022 Terminated)Texas
Registered Investment Advisory firm - (5/18/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12a Bay Street, Asheville, NC 28801
Mailing Address
P.o Box 2058, Asheville, NC 28802
Phone number
(828) 252-8228
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 667 |
| AUM (Assets Under Management) | $ 121,069,669 |
Red Flags
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Company Information
HOLCOMBE & MCGRATH
CRD#: 121197Asheville, NC 28801TRUST BUT VERIFY
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