Chad G. Bollenbach

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CRD#: 4486843

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Chad Gregory Bollenbach, who also goes by Chad Bollenbach, was a registered financial professional .

Chad is a previously registered financial professional and started their career in finance in 2002. Chad had worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chad Bollenbach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 2, 2014 - July 2, 2020

CANTERBURY CONSULTING INCORPORATED

RIA

CRD#: 22875

NEWPORT BEACH, CA

Past

November 21, 2003 - January 13, 2006

BDO CAPITAL ADVISORS, LLC

CRD#: 109679

BOSTON, MA

Past

March 26, 2002 - August 19, 2002

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

IRVINE, CA

Past

February 28, 2002 - August 19, 2002

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANTERBURY CONSULTING INCORPORATED

CANTERBURY CAPITAL SERVICES, INC. | FLINT, KRUEGER, BEIMFOHR, & CLUCK INC. | CANTERBURY CONSULTING INCORPORATED | CANTERBURY CONSULTING GP I, LLC

CRD#: 22875 / SEC#: 801-34756, 8-39969

RIA

Registered Investment Advisory firm - SEC (9/7/1989 Approved)

Terminated by SEC on 12/13/2013

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/2/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/1/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/27/2002

General Securities Representative Examination

Current Firm

CANTERBURY CONSULTING INCORPORATED

CANTERBURY CAPITAL SERVICES, INC. | FLINT, KRUEGER, BEIMFOHR, & CLUCK INC. | CANTERBURY CONSULTING INCORPORATED | CANTERBURY CONSULTING GP I, LLC

CRD#: 22875 / SEC#: 801-34756, 8-39969

RIA

Registered Investment Advisory firm - SEC (9/7/1989 Approved)

Terminated by SEC on 12/13/2013

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Contact information

Main Address

610 Newport Center Drive Suite 500, Newport Beach, CA 92660-6404

Mailing Address

Phone number

(949) 721-9580

Established

California since 05/28/1988

Firm type

Corporation

Fiscal year end

December

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CCI ADV PART 2A 0325 (3/24/2025)

Direct owners and executive officers

Name	Position	CRD#
CLUCK, DONALD ROBINSON	CHAIRMAN	863902
LAVEN, MICHAEL SCOTT	MANAGING DIRECTOR	1497898
MONTGOMERY, JERRY DALE III	MANAGING DIRECTOR	1874730
BERWANGER, ADELE HUGHES	MANAGING DIRECTOR	2068413
KRUEGER, KENNETH PETER	DIRECTOR	275918
PAREKH, POORVI RAJEN	PRESIDENT & CHIEF EXECUTIVE OFFICER
BATRES, TERESA	CHIEF FINANCIAL OFFICER; FINOP	5481832
CHOWDHURY, DEBASHIS	MANAGING DIRECTOR	3146678
GRATTEAU, AMY MICHELLE	DIRECTOR OF MARKETING	2986612
JETT, AARON DAVIS	SENIOR RESEARCH ANALYST	4102510
KORNMANN, GREGORY BRYAN	MANAGER OF ANALYTICS	4887512
LEVEY, JASON E	VICE PRESIDENT	4793252
MITTMANN, MARK AUGUST	CHIEF COMPLIANCE OFFICER (CCO); AML COMPLIANCE OFFICER (AMLCO)	5080856
MOORE, JENIFER ANN	SR. CLIENT SERVICE SPECIALIST	4313109
PEDERSON, JANELLE	MANAGER OF HUMAN RESOURCES AND ADMINSTRATION
QUINN, RYAN MICHAEL	SENIOR RESEARCH ANALYST	3179079
SCHIELEIN, RYAN OTTO	SENIOR RESEACH ANALYST	4445017
WOOD, NOLAN C	VICE PRESIDENT	3041549
YERKES, LEONARD A III	MANAGING DIRECTOR

Regulatory assets under management

Total Number of Accounts	4,276
AUM (Assets Under Management)	$ 7,391,449,526

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report
08/28/2024	Cover Page	Report
11/27/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Chad G. Bollenbach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BDO CAPITAL ADVISORS, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

CANTERBURY CONSULTING INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 10/2/2014

Series 66

Date: 3/1/2002

Series 7

Date: 2/27/2002

Current Firm

CANTERBURY CONSULTING INCORPORATED

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

CANTERBURY CONSULTING INCORPORATED

TRUST BUT VERIFY

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