SM
Scott F. Moller
HERITAGE CAPITAL ADVISORS
St Paul, MN 55112
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CRD#: 4486727
SM
Professional summary
Scott Fred Moller is a registered financial advisor currently at HERITAGE CAPITAL ADVISORS, LLC located in St Paul, Minnesota.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Scott has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Moller, Lee & Barrett, PLLC - Non-invested related, 3900 Northwoods Drive, Suite 315, Arden Hills, MN 55112. Certified Public Accounting firm. 33% Owner and Managing Partner. Started January 2021. 80 hours a month, which are during securities trading hours. CPA and managing partner of business which does tax return preparation, tax consultation, business planning, estate planning and estate administration. 2. Heritage Ventures, LLC (HV)- Non-investment related, 105 6th Avenue South, Princeton, MN 55371. Holding Company. 100% Controlled by Scott Moller. Started 2010. 25 hours a month, primarily not during securities trading hours. HV provides management services to companies that it has 100% ownership in or partial ownership in. These companies are involved in equipment leasing, beef cattle operations, land investments and farmland investments.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Fred Moller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2017 - Present
HERITAGE CAPITAL ADVISORS, LLC
Office #1: 3900 Northwoods Drive Suite 315, St Paul, MN 55112RIA
CRD#: 115308
St Paul, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(10/18/2017)
Current Firm
HC
HERITAGE CAPITAL ADVISORS, LLC
HERITAGE CAPITAL ADVISORS, LLC | SUMMIT CAPITAL ADVISORS, LLC
CRD#: 115308 / SEC#: 801-60796
RIA
Registered Investment Advisory firm - (10/2/2023 Terminated)Minnesota
Registered Investment Advisory firm - (9/26/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3900 Northwoods Drive Suite 315, St Paul, MN 55112
Mailing Address
Phone number
(612) 272-2913
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 97 |
| AUM (Assets Under Management) | $ 73,461,014 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2025 | ||
| 12/26/2024 | ||
| 11/14/2023 | ||
| 08/22/2023 | ||
| 08/10/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
