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Robert D Ringold

CRD# 4486382·Registered 2002 - 2017
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert D Ringold, who also goes by Robert D Ringold, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2002 - 2017. Robert had worked at 4 firms and has passed the Series 65, Series 66, Series 3, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert D Ringold

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

MTGCII·CRD# 165582
RIA
Philadelphia, PA
March 17, 2014 - May 31, 2017
MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Plymouth Meeting, PA
December 2, 2003 - December 31, 2003
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
November 12, 2003 - July 7, 2005
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
November 12, 2003 - July 7, 2005
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
July 18, 2002 - May 14, 2003

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Current Firm

MT
MTGCII

MTG CONSOLIDATED INTERNATIONAL INVESTMENTS LLC | MTGCII

CRD#: 165582

Contact Information

Main Address

610 Old York Road Suite 400, Jenkintown, PA 19046

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2012About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Mar 2002About the Series 66 exam

Series 3 — National Commodity Futures Examination

Passed Mar 2013About the Series 3 exam

Series 31 — Futures Managed Funds Examination

Passed Feb 2002About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Feb 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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