RG
Robyn S. Goldstein
ACA/PRUDENT INVESTORS PLANNING
Green Brook, NJ 08812
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CRD#: 4486022
RG
Professional summary
Robyn Sue Goldstein, who also goes by Robyn Sue Achtel, is a registered financial advisor currently at ACA/PRUDENT INVESTORS PLANNING CORPORATION located in Green Brook, New Jersey.
Robyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Robyn has worked at 1 firm and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robyn Sue Achtel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ROBYN ACHTEL IS ONE OF THE TWO MEMBERS OF ACHTEL HOLDINGS, LLC, A LIMITED LIABILITY CORPORATION, WHICH IS NON INVESTMENT-RELATED AND WHICH WAS CREATED FOR THE OWNERSHIP OF REAL ESTATE. THE ADDRESS IS: 536 SPRING VALLEY DRIVE, BRIDGEWATER, NJ 08807. ACHTEL HOLDINGS, LLC WAS FILED ON JANUARY 23, 2009. ACHTEL HOLDINGS, LLC HAS PURCHASED A OFFICE BUILDING. THIS OFFICE BUILDING WILL HAVE SEVERAL TENANTS, ONE OF WHICH WILL BE ACA/PRUDENT INVESTORS PLANNING CORP. IT IS ANTICIPATED THAT ROBYN ACHTEL WILL DEVOTE LESS THAN FOUR HOURS PER MONTH TO THIS BUSINESS. THE VAST MAJORITY OF TIME IS SPEND IN ROBYN ACHTEL'S MAIN BUSINESS OF ACA/PRUDENT INVESTORS PLANNING CORP.
CRS (Client Relationship Summary) - RIA
Click below to view Robyn Sue Goldstein's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robyn Sue Goldstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2003 - Present
ACA/PRUDENT INVESTORS PLANNING CORPORATION
Office #1: 290 Us Highway 22 2nd Floor, Green Brook, NJ 08812Office #2: 290 Us Highway 22 Suite 201, Green Brook, NJ 08812RIA
BD
CRD#: 47798
Green Brook, NJ
Current
January 24, 2003 - Present
ACA/PRUDENT INVESTORS PLANNING CORPORATION
Office #1: 290 Us Highway 22 2nd Floor, Green Brook, NJ 08812Office #2: 290 Route 22 West Suite 201, Green Brook, NJ 08812RIA
BD
CRD#: 47798
Green Brook, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ACA/PRUDENT INVESTORS PLANNING CORPORATION
ACA/PRUDENT INVESTORS PLANNING CORPORATION
CRD#: 47798 / SEC#: 801-56596, 8-51899
RIA
Registered Investment Advisory firm - SEC (6/15/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/24/2003)
IAR
Florida(4/1/2003)
RR
Maryland(3/23/2010)
RR
New Hampshire(4/13/2011)
RR
New Jersey(1/24/2003)
IAR
New Jersey(3/28/2003)
RR
New York(8/28/2003)
RR
Ohio(4/5/2010)
RR
Pennsylvania(2/12/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ACA/PRUDENT INVESTORS PLANNING CORPORATION
ACA/PRUDENT INVESTORS PLANNING CORPORATION
CRD#: 47798 / SEC#: 801-56596, 8-51899
RIA
Registered Investment Advisory firm - SEC (6/15/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
290 Route 22 West Suite 201, Green Brook, NJ 08812
Mailing Address
290 Route 22 West Suite 201, Green Brook, NJ 08812
Phone number
(732) 926-1100
Established
New Jersey since 04/15/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
2
SEC notice filing (14 States and Territories)
FINRA licenses (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,511 |
| AUM (Assets Under Management) | $ 323,469,032 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
