Robert H. Townsend
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Heath Townsend, who also goes by Bob Townsend, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1971. Robert had worked at 4 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 1979 - September 27, 1983
WINCHESTER SECURITIES CORP.
March 29, 1974 - October 30, 1978
PILGRIM FUND DISTRIBUTORS, INC.
November 2, 1971 - November 2, 1973
RAUSCHER PIERCE SECURITIES CORPORATION
November 2, 1971 - March 29, 1974
RAUSCHER PIERCE SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 10/28/1971
Registered Representative ExaminationSeries 40
Date: 3/20/1979
Registered Principal ExaminationCurrent Firm
WINCHESTER SECURITIES CORP.
CRD#: 7871 / SEC#: , 8-23456
Contact information
Documents
Red Flags
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