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Rickie D. Wetzel

BENNCO ADVISORS
Colorado Springs, CO 80903-1011
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CRD#: 4485936
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Professional summary


Rickie Denzel Wetzel, who also goes by Rick Wetzel, is a registered financial advisor currently at BENNCO ADVISORS located in Colorado Springs, Colorado.

Rickie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Rickie has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Rick Wetzel

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.ASSET GROWTH & PROTECTION INC - NOT INVESTMENT RELATED, 731 N. TEJON ST COLORADO SPRINGS CO 80903, INSURANCE PRODUCTS AND RECRUITING INSURANCE AGENTS FOR THOSE PRODUCTS. ALSO USED AS A PASS THROUGH ENTITY TO RECEIVE TRANSFERRED PERSONAL SECURITIES COMMISSIONS AND TO PAY EXPENSES RELATED TO THE SECURITIES BUSINESS INCLUDING SFA, OWNER/SOLE PROPRIETOR, 12/2000, 2% OF TIME DEVOTED MONTHLY, 2 HOURS DURING TRADING, DUTIES: RECRUITING AND LIFE INSURANCE SALESMARKETING AND ADMIN OF MY BUSINESS. 2.COLORADO BROKERAGE GROUP - NOT INVESTMENT RELATED, 90 MADISON ST STE 503 DENVER CO 80206, TERM LIFE INSURANCE PRODUCTS, AGENT, 1 HOUR/MONTH, DUTIES: SALES OF TERM LIFE INSURANCE.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Rickie Denzel Wetzel's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 3, 2003 - Present

BENNCO ADVISORS

Office #1: 731 N. Tejon Street, Colorado Springs, CO 80903-1011
RIA
CRD#: 112987
Colorado Springs, CO
Past

February 27, 2007 - October 14, 2019

THE STRATEGIC FINANCIAL ALLIANCE, INC.

RIA
CRD#: 126514
COLORADO SPRINGS, CO
Past

February 27, 2007 - October 14, 2019

THE STRATEGIC FINANCIAL ALLIANCE, INC.

BD
CRD#: 126514
COLORADO SPRINGS, CO
Past

June 14, 2004 - February 26, 2007

UNITED SECURITIES ALLIANCE, INC.

RIA
CRD#: 36487
COLORADO SPRINGS, CO
Past

June 14, 2004 - February 26, 2007

UNITED SECURITIES ALLIANCE, INC.

BD
CRD#: 36487
COLORADO SPRINGS, CO
Past

January 1, 2002 - June 22, 2004

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(3/3/2003)

Exams


State Security Law Exam
RR
Series 63
Date: 12/5/2003
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


BA
BENNCO ADVISORS
BENNCO ADVISORS | BENNETT & CO ADVISORS, INC.

CRD#: 112987 / SEC#:

Colorado
Registered Investment Advisory firm - (1/1/1999 Approved)
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Contact information


Main Address
731 N. Tejon Street, Colorado Springs, CO 80903-1011
Mailing Address
Phone number
(719) 577-0099
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


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Company Information


BENNCO ADVISORS

CRD#: 112987Colorado Springs, CO 80903-1011

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