Joseph M. Feldman
VALMARK ADVISERS
ANNAPOLIS, MD 21401
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CRD#: 4485814
Professional summary
Joseph Max Feldman, CFP® is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Annapolis, Maryland and VALMARK SECURITIES, INC. located in Sarasota, Florida.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Joseph has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NON-VARIABLE DISABILITY INCOME INSURANCE, BERKSHIRE LIFE INSURANCE AND PRINCIPAL.HEALTH INSURANCE SALES THROUGH GBS, INC., COMMISSIONS RECEIVED./// 2) 1206 South LLC, A Florida limited Liability Company; 825 Rose Street, Sarasota, FL 34239; Real Estate, Owns an Office condo; Manager/Member; Landlord and Property Owner Responsibilities; NOT Investment Related; Start Date 06/30/2022; Yes, financial interest, 2 Member LLC. Joseph and Rachael Feldman; Approximately 1-5 hrs. per month; LLC has expenses and deductions greater than income during 1st 2 years.///
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Max Feldman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
November 29, 2005 - Present
VALMARK ADVISERS, INC.
Office #1: 1206 West Street, Annapolis, MD 21401Office #2: 105 S. Pineapple Avenue, Sarasota, FL 34236RIA
CRD#: 108050
ANNAPOLIS, MD
Current
November 11, 2005 - Present
VALMARK SECURITIES, INC.
Office #1: 105 S. Pineapple Avenue, Sarasota, FL 34236Office #2: 1206 West Street, Annapolis, MD 21401BD
CRD#: 31243
Sarasota, FL
Past
March 18, 2002 - November 17, 2005
LEGG MASON WOOD WALKER, INCORPORATED
RIA
CRD#: 6555
BETHESDA, MD
Past
February 8, 2002 - November 17, 2005
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/12/2006)
IAR
Arizona(10/19/2012)
RR
California(3/6/2006)
IAR
California(7/15/2014)
RR
Colorado(1/11/2006)
IAR
Colorado(9/17/2014)
RR
Delaware(3/19/2007)
IAR
Delaware(3/9/2011)
RR
District of Columbia(11/11/2005)
IAR
District of Columbia(12/20/2005)
RR
Florida(10/27/2006)
IAR
Florida(1/14/2008)
RR
Georgia(5/23/2012)
IAR
Georgia(5/25/2012)
RR
Maryland(11/11/2005)
IAR
Maryland(11/29/2005)
RR
New Jersey(11/11/2005)
IAR
New Jersey(1/3/2006)
RR
New York(5/27/2025)
IAR
New York(5/27/2025)
RR
North Carolina(1/12/2006)
IAR
North Carolina(9/4/2014)
IAR
Oregon(11/7/2024)
RR
Pennsylvania(7/16/2009)
IAR
Pennsylvania(5/26/2011)
RR
South Carolina(4/16/2013)
IAR
South Carolina(4/17/2013)
RR
Texas(12/3/2019)
RR
Virginia(11/11/2005)
IAR
Virginia(11/29/2005)
RR
Washington(1/3/2012)
IAR
Wisconsin(6/26/2019)
RR
Wyoming(10/25/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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Company Information
VALMARK ADVISERS, INC.
CRD#: 108050Annapolis, MD 21401TRUST BUT VERIFY
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