Joseph W. Mctaggart

MCTAGGART CAPITAL

Omaha, NE

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CRD#: 4485786

Professional summary

Joseph William Mctaggart is a registered financial advisor currently at MCTAGGART CAPITAL, LLC located in Omaha, Nebraska.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Joseph has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MCTAGGART RENTALS, LLC. IT IS NOT INVESTMENT-RELATED. 15823 COTTONWOOD ST OMAHA, NE 68136. THE BUSINESS RENTS A FOOD TRUCK AND RELATED FOOD PREPARATION EQUIPMENT. I AM THE OWNER. THIS WAS STARTED IN JUNE OF 2018. I SPEND APPROXIMATELY 1 HOUR PER MONTH ON WEEKENDS TO ATTEMPT TO SELL OR RENT THE FOOD TRUCK. MC WELLS CONTRACTING, LLC. IT IS NOT INVESTMENT-RELATED. 15823 COTTONWOOD ST OMAHA, NE 68136. THE BUSINESS CONDUCTS HEAVY AND CIVIL CONSTRUCTION. I AM A 1/3 OWNER. THIS WAS STARTED IN APRIL OF 2019. I SPEND APPROXIMATELY 40 HOURS PER MONTH DURING EVENINGS AND WEEKENDS TO DO THE ACCOUNTING, FINANCE, AND RELATED ACTIVITIES. NRC HEALTH. IT IS NOT INVESTMENT-RELATED. 1205 Q STREET LINCOLN, NE 68108. THE BUSINESS CONDUCTS HEALTHCARE RESEARCH. I AM A FULL-TIME EMPLOYEE AND MY TITLE IS DIRECTOR OF FINANCIAL PLANNING AND ANALYSIS. I BEGAN WORKING HERE IN MAY OF 2011. I SPEND APPROXIMATELY 160 HOURS PER MONTH PRIMARILY DURING THE WEEKDAYS WHILE PERIODICALLY WORKING EVENINGS AND WEEKENDS. MY RESPONSIBILITIES ARE FINANCIAL ANALYSIS RELATED ACTIVITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph William Mctaggart's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2019 - Present

MCTAGGART CAPITAL, LLC

RIA

CRD#: 299289

Omaha, NE

Past

August 6, 2002 - December 31, 2003

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

January 7, 2002 - January 31, 2002

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(1/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/22/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/10/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/4/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MCTAGGART CAPITAL, LLC

CRD#: 299289 / SEC#:

Nebraska

Registered Investment Advisory firm - (1/15/2019 Approved)

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Contact information

Main Address

Omaha, NE

Mailing Address

Phone number

(402) 659-6618

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 1,938,055

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph W. Mctaggart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph William Mctaggart's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCTAGGART CAPITAL, LLC

PFS INVESTMENTS INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/22/2018

Series 63

Date: 1/10/2002

Series 6

Date: 1/4/2002

Current Firm

MCTAGGART CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MCTAGGART CAPITAL, LLC

TRUST BUT VERIFY

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