AH
Alex E. Hendrickson
COLONIAL RIVER WEALTH MANAGEMENT LLC
Midlothian, VA 23114
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CRD#: 4485648
AH
Professional summary
Alex Ethan Hendrickson is a registered financial advisor currently at COLONIAL RIVER WEALTH MANAGEMENT LLC located in Midlothian, Virginia and LPL FINANCIAL LLC located in Midlothian, Virginia.
Alex is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Alex has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 05/25/2018 - RENTAL PROPERTY - PORTADOWN/ REAL ESTATE RENTAL/ 5%/ 7608 PORTADOWN CT, HENRICO, VA 23228-6427 2. 05/25/2018 - COLONIAL RIVER WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 30%/ MIDLOTHIAN, VA 3. 05/25/2018 - RENTAL PROPERTY - PROVINCETOWN/ REAL ESTATE RENTAL/ 5%/ 7940 PROVINCETOWN DR, NORTH CHESTERFIELD, VA 23235-5324 4. 5/29/2018 - Colonial River Investments - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date:05/01/2018 - 80 Hour(s) Per Month/4 Hour(s) During Trading - Time Spent: 30% - I provide investment advisory services through Colonial River Investments, an independent investment advisor firm. I started this business activity in 05/2018. I expect to spend approximately 80 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 5/29/2018 - Colonial River Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:05/01/2018 - 80 Hour(s) Per Month/4 Hour(s) During Trading - Time Spent: 30% - I provide investment advisory services through Colonial River Wealth Management, an independent investment advisor firm. I started this business activity in 05/2018. I expect to spend approximately [60 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 2/12/2019 - Colonial River Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 06/01/2018 - 4 Hours Per Month During Securities Trading. 7. 2/25/2021 - Colonial River Investments - DBA: (Hybrid) Lions Bridge Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 06/12/2020 - 40 Hours Per Month/1 Hour During Securities Trading. 8. 09/20/2023 - Sole Proprietorship - Real Estate Rental - Investment Related - Duck, NC - Start Date: 04/01/2023 - 1 Hour Per Month/0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Alex Ethan Hendrickson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 26, 2018 - Present
COLONIAL RIVER WEALTH MANAGEMENT LLC
Office #1: 340 Browns Hill Court, Midlothian, VA 23114Office #2: 205 Bulifants Blvd, Suite D, Williamsburg, VA 23188Office #3: 2110 William Styron Sq S, Newport News, VA 23606RIA
CRD#: 284839
Midlothian, VA
Current
May 25, 2018 - Present
LPL FINANCIAL LLC
Office #1: 340 Browns Hill Court, Midlothian, VA 23114RIA
BD
CRD#: 6413
Midlothian, VA
Past
March 2, 2016 - May 7, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
RICHMOND, VA
Past
March 2, 2016 - May 7, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
RICHMOND, VA
Past
August 29, 2006 - March 4, 2016
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
RICHMOND, VA
Past
November 15, 2002 - March 4, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
RICHMOND, VA
Past
January 2, 2002 - July 29, 2002
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CR
COLONIAL RIVER WEALTH MANAGEMENT LLC
BURLESON FINANCIAL STRATEGIES, INC. | MOUNTAIN PEAK WEALTH ADVISORS LLC | LIONS BRIDGE FINANCIAL ADVISORS | COLONIAL RIVER WEALTH MANAGEMENT, LLC | COLONIAL RIVER WEALTH MANAGEMENT LLC | COLONIAL RIVER INVESTMENTS, LLC | COLONIAL RIVER
CRD#: 284839 / SEC#: 801-113243
RIA
Registered Investment Advisory firm - (5/14/2018 Approved)Virginia
Registered Investment Advisory firm - (8/29/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/15/2021)
RR
Florida(5/25/2018)
RR
Maryland(5/25/2018)
RR
Massachusetts(3/11/2019)
RR
New Jersey(5/10/2024)
RR
North Carolina(5/25/2018)
RR
Ohio(4/23/2024)
RR
South Carolina(5/25/2018)
RR
Utah(4/30/2024)
RR
Virginia(5/25/2018)
IAR
Virginia(5/26/2018)
RR
Wisconsin(12/21/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CR
COLONIAL RIVER WEALTH MANAGEMENT LLC
BURLESON FINANCIAL STRATEGIES, INC. | MOUNTAIN PEAK WEALTH ADVISORS LLC | LIONS BRIDGE FINANCIAL ADVISORS | COLONIAL RIVER WEALTH MANAGEMENT, LLC | COLONIAL RIVER WEALTH MANAGEMENT LLC | COLONIAL RIVER INVESTMENTS, LLC | COLONIAL RIVER
CRD#: 284839 / SEC#: 801-113243
RIA
Registered Investment Advisory firm - (5/14/2018 Approved)Virginia
Registered Investment Advisory firm - (8/29/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
340 Browns Hill Court, Midlothian, VA 23114
Mailing Address
Phone number
(804) 335-1200
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,524 |
| AUM (Assets Under Management) | $ 339,836,345 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COLONIAL RIVER WEALTH MANAGEMENT LLC
CRD#: 284839Midlothian, VA 23114TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
