David G. Szabo

WEALTH PRO ADVISORS

SARASOTA, FL 34237

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CRD#: 4485632

Professional summary

David George Szabo is a registered financial advisor currently at WEALTH PRO ADVISORS, INC. located in Sarasota, Florida and APW CAPITAL, INC. located in Sarasota, Florida.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. David has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)APW CAPITAL, REGISTERED REP, INVESTMENT RELATED, SINCE 2/2014, 10 HOURS PER WEEK DURING TRADING HOURS. (2) INDEPENDENT INSURANCE AGENT, INSURANCE SALES, NOT INVESTMENT RELATED, SINCE 3/2009, 5 HOURS PER WEEK DURING TRADING HOURS (3) Wealth Pro Advisors, Investment related: Yes, 2381 Fruitville Rd, SARASOTA, Florida, 34237, Fee Based Management, CEO, 02/15/2020, 30 Hours, Principal

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David George Szabo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2020 - Present

WEALTH PRO ADVISORS, INC.

Office #1: 2381 Fruitville Road, Sarasota, FL 34237

RIA

CRD#: 169266

SARASOTA, FL

Current

April 7, 2014 - Present

APW CAPITAL, INC.

Office #1: 2381 Fruitville Road, Sarasota, FL 34237

CRD#: 43814

Sarasota, FL

Past

March 18, 2019 - February 27, 2020

TRUVESTMENTS CAPITAL LLC

RIA

CRD#: 291297

SARASOTA, FL

Past

March 18, 2014 - March 26, 2019

WEALTH PRO ADVISORS, INC.

RIA

CRD#: 169266

SARASOTA, FL

Past

November 9, 2004 - April 24, 2014

TRUSTMONT ADVISORY GROUP, INC.

RIA

CRD#: 106015

UNIVERSITY PARK, FL

Past

June 10, 2004 - April 24, 2014

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

UNIVERSITY PARK, FL

Past

February 26, 2003 - October 13, 2004

INTEGRATED ASSET MANAGEMENT, LLC

RIA

CRD#: 118889

SARASOTA, FL

Past

April 9, 2002 - June 7, 2004

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH PRO ADVISORS, INC.

WEALTH PRO ADVISORS, INC. | WEALTH PROTECTION, INC.

CRD#: 169266 / SEC#: 801-117862

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

Florida

Registered Investment Advisory firm - (3/26/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/11/2018)

Florida
(4/7/2014)

IAR

Florida
(2/7/2020)

Illinois
(5/15/2018)

Michigan
(6/1/2018)

New Jersey
(4/7/2014)

New York
(4/7/2014)

North Carolina
(6/29/2016)

Oregon
(9/14/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/22/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/11/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/8/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/2/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WEALTH PRO ADVISORS, INC.

WEALTH PRO ADVISORS, INC. | WEALTH PROTECTION, INC.

CRD#: 169266 / SEC#: 801-117862

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

Florida

Registered Investment Advisory firm - (3/26/2019 Terminated)

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Contact information

Main Address

2381 Fruitville Road, Sarasota, FL 34237

Mailing Address

Phone number

(941) 907-2203

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH PRO ADVISORS, INC. DISCLOSURE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	396
AUM (Assets Under Management)	$ 307,734,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David G. Szabo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David George Szabo's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

TRUVESTMENTS CAPITAL LLC

WEALTH PRO ADVISORS, INC.

TRUSTMONT ADVISORY GROUP, INC.

TRUSTMONT FINANCIAL GROUP, INC.

INTEGRATED ASSET MANAGEMENT, LLC

SECURITIES SERVICE NETWORK, LLC

Primary Firm SEC Registration

WEALTH PRO ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/22/2003

Series 65

Date: 4/11/2002

SIE

Date: 10/1/2018

Series 7

Date: 4/8/2002

Series 24

Date: 2/2/2004

FINRA

Current Firm

WEALTH PRO ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH PRO ADVISORS, INC.

TRUST BUT VERIFY

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