Erik E. Raschke
Professional summary
Erik Edward Raschke is a registered financial professional currently at SPIDERROCK EXS, LLC located in Chicago, Illinois.
Erik is registered as a RR (Registered Representative) and started their career in finance in 2002. Erik has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 7, Series 55, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erik Edward Raschke's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2015 - Present
SPIDERROCK EXS, LLC
Office #1: 300 S. Riverside Plaza Suite 2350, Chicago, IL 60606July 14, 2006 - June 9, 2015
MATRIX EXECUTIONS, LLC
March 19, 2002 - May 7, 2002
INTERACTIVE BROKERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/18/2015)
(6/18/2015)
(6/30/2015)
(6/18/2015)
(9/30/2022)
(6/18/2015)
(6/19/2015)
(6/18/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/27/2006
Limited Representative-Equity Trader ExamCboe Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
SPIDERROCK EXS, LLC
CRD#: 148743 / SEC#: , 8-68062
Contact information
FINRA licenses (23 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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