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Demetrios Lyristis

FGC SECURITIES
NEW YORK, NY 10004
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CRD#: 4485548
DL

Professional summary


Demetrios Lyristis is a registered financial professional currently at FGC SECURITIES, LLC located in New York, New York.

Demetrios is registered as a RR (Registered Representative) and started their career in finance in 2004. Demetrios has worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 4 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Demetrios Lyristis's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 26, 2012 - Present

FGC SECURITIES, LLC

Office #1: 11 Broadway, Suite 615, New York, NY 10004Office #2: 107 Greenwich St 14th Fl, New York, NY, 10006
BD
CRD#: 158399
NEW YORK, NY
Past

May 1, 2019 - December 20, 2024

OPTIONS AI FINANCIAL LLC

BD
CRD#: 298008
NEW YORK, NY
Past

February 24, 2012 - January 4, 2013

COHEN & COMPANY SECURITIES, LLC

BD
CRD#: 149758
NEW YORK, NY
Past

September 16, 2010 - February 17, 2012

COHEN & COMPANY CAPITAL MARKETS, LLC

BD
CRD#: 144981
NEW YORK, NY
Past

April 29, 2010 - March 9, 2011

COHEN & COMPANY SECURITIES, LLC

BD
CRD#: 104002
NEW YORK, NY
Past

May 6, 2009 - October 13, 2009

PHOENIX DERIVATIVES GROUP, LLC

BD
CRD#: 25802
NEW YORK, NY
Past

February 2, 2004 - September 8, 2005

J.P. MORGAN CLEARING CORP.

BD
CRD#: 28432
BROOKLYN, NY
Past

February 2, 2004 - September 8, 2005

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/3/2012)
RR
Connecticut
(12/13/2012)
RR
Delaware
(12/3/2012)
RR
District of Columbia
(12/11/2012)
RR
Illinois
(12/20/2012)
RR
Maryland
(12/5/2012)
RR
Massachusetts
(12/14/2012)
RR
Minnesota
(12/13/2012)
RR
New Jersey
(12/3/2012)
RR
New York
(11/29/2012)
RR
North Carolina
(12/13/2012)
RR
Pennsylvania
(1/9/2013)
RR
Texas
(11/7/2013)

Exams


State Security Law Exam
RR
Series 63
Date: 5/15/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FS
FGC SECURITIES, LLC
FGC SECURITIES, LLC

CRD#: 158399 / SEC#: , 8-68897

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
107 Greenwich St 14th Fl, New York, NY, 10006
Mailing Address
107 Greenwich St 14th Fl, New York, NY, 10006
Phone number
(212) 931-0746
Established
Delaware since 06/08/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
FGC HOLDINGS, LLCMEMBER
FOLEY, JOHN LAURENCECEO5382067
OKEEFE, TRACIE ERINFINOP5924814
SUTTON, SARAH JEANCCO4151257

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FGC SECURITIES, LLC

CRD#: 158399New York, NY 10004

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