Norman K. Kramer

NORMAN KRAMER INVESTMENTS

WESTPORT, CT 06880

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CRD#: 4485405

Professional summary

Norman Konogy Kramer is a registered financial advisor currently at NORMAN KRAMER INVESTMENTS, INC. located in Westport, Connecticut.

Norman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Norman has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norman Konogy Kramer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2005 - Present

NORMAN KRAMER INVESTMENTS, INC.

Office #1: 37 Franklin Street, Westport, CT 06880

RIA

CRD#: 117862

WESTPORT, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/1/2005)

IAR

New York
(2/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/2004

Uniform Investment Adviser Law Examination

Current Firm

NORMAN KRAMER INVESTMENTS, INC.

KRAMER INVESTMENT MANAGEMENT, INC. | NORMAN KRAMER INVESTMENTS, INC. | KRAMER INVESTMENTS, INC.

CRD#: 117862 / SEC#:

Connecticut

Registered Investment Advisory firm - (5/27/2005 Approved)

New York

Registered Investment Advisory firm - (12/31/2001 Approved)

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Contact information

Main Address

37 Franklin Street, Westport, CT 06880

Mailing Address

Phone number

(203) 349-9039

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	81
AUM (Assets Under Management)	$ 38,215,620

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Norman K. Kramer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norman Konogy Kramer's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORMAN KRAMER INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/2004

Current Firm

NORMAN KRAMER INVESTMENTS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORMAN KRAMER INVESTMENTS, INC.

TRUST BUT VERIFY

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