John T. Arao

MINE & ARAO WEALTH CREATION AND MANAGEMENT

CAMPBELL, CA 95008

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CRD#: 4485330

Professional summary

John Takeo Arao is a registered financial advisor currently at MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC located in Campbell, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. John has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Arao is also a partner of Mine & Arao, LLP, certified public accountants, a firm that provides services such as tax preparation and planning, bookkeeping services, QuickBooks implementation and support and preparation of financial statements. Mr. Arao expects to spend approximately 80% of his time working with accounting clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Takeo Arao's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 1999 - Present

MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC

Office #1: 901 Campisi Way, Suite 140, Campbell, CA 95008

RIA

CRD#: 118319

CAMPBELL, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC

MINE & ARAO WEALTH CREATION AND MANAGEMENT | MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC

CRD#: 118319 / SEC#: 801-113885

RIA

Registered Investment Advisory firm - (8/24/2018 Approved)

California

Registered Investment Advisory firm - (12/9/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/7/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/1999

Uniform Investment Adviser Law Examination

Current Firm

MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC

MINE & ARAO WEALTH CREATION AND MANAGEMENT | MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC

CRD#: 118319 / SEC#: 801-113885

RIA

Registered Investment Advisory firm - (8/24/2018 Approved)

California

Registered Investment Advisory firm - (12/9/2018 Terminated)

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Contact information

Main Address

901 Campisi Way Suite 140, Campbell, CA 95008

Mailing Address

Phone number

(408) 377-7414

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR ALL CLIENTS (3/17/2025)

Regulatory assets under management

Total Number of Accounts	205
AUM (Assets Under Management)	$ 292,369,594

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John T. Arao

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Takeo Arao's CRS (Customer Relationship Summary).

Certified licenses

Experience

MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC

Primary Firm SEC Registration

MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/1999

Current Firm

MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC

TRUST BUT VERIFY

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