Seth A. Larreau

NICOLET WEALTH MANAGEMENT

Stillwater, MN 55082

Some features on this profile are disabled

CRD#: 4485261

Professional summary

Seth Aaron Larreau, CFP®, who also goes by Seth Larreau, is a registered financial advisor currently at NICOLET WEALTH MANAGEMENT located in Stillwater, Minnesota.

Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Seth has worked at 3 firms and has passed the Series 63, Series 66, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Seth Larreau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Aaron Larreau's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

February 20, 2026 - Present

NICOLET WEALTH MANAGEMENT

Office #1: 2270 Frontage Road West, Stillwater, MN 55082

RIA

CRD#: 283940

Stillwater, MN

Past

October 11, 2019 - August 27, 2021

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

WHITE BEAR LAKE, MN

Past

April 13, 2015 - October 20, 2017

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

WHITE BEAR LAKE, MN

Past

March 24, 2010 - September 6, 2011

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

COON RAPIDS, MN

Past

March 22, 2004 - November 13, 2008

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

EDINA, MN

Past

December 3, 2002 - December 12, 2003

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NICOLET WEALTH MANAGEMENT

NICOLET ADVISORY SERVICES, LLC | NICOLET WEALTH MANAGEMENT, LLC | NICOLET WEALTH MANAGEMENT

CRD#: 283940 / SEC#: 801-108012

RIA

Registered Investment Advisory firm - (8/5/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(2/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/10/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/17/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/11/2015

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 12/2/2002

General Securities Representative Examination

Current Firm

NICOLET WEALTH MANAGEMENT

NICOLET ADVISORY SERVICES, LLC | NICOLET WEALTH MANAGEMENT, LLC | NICOLET WEALTH MANAGEMENT

CRD#: 283940 / SEC#: 801-108012

RIA

Registered Investment Advisory firm - (8/5/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

111 N. Washington Street, Green Bay, WI 54301

Mailing Address

Phone number

(920) 430-1400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWM - RETIREMENT PLAN SERVICES (3/28/2025)

WRAP FEE BROCHURE FOR NICOLET ADVISORY SERVICES, LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	8,809
AUM (Assets Under Management)	$ 3,849,158,087

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kyle Klatt

OSAIC WEALTH, INC.

SCOTTSDALE, AZ

Brian Niemann

CETERA INVESTMENT ADVISERS LLC

IAR

Rice Lake, WI

Michael Erpenbach

LPL FINANCIAL LLC

IAR

Lake Elmo, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Seth A. Larreau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Aaron Larreau's CRS (Customer Relationship Summary).

Certified licenses

Experience

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

NICOLET WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 8/10/2015

Series 66

Date: 12/17/2002

SIE

Date: 10/20/2017

Series 6

Date: 4/11/2015

Series 7

Date: 12/2/2002

Current Firm

NICOLET WEALTH MANAGEMENT

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NICOLET WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors