John E. Martfeld

MACH-1 FINANCIAL GROUP

Rogers, AR 72758

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CRD#: 4485172

Professional summary

John Edward Martfeld II, who also goes by John Edward Martfeld II Ii, John E. Martfield Ii, is a registered financial advisor currently at MACH-1 FINANCIAL GROUP, LLC located in Rogers, Arkansas and LPL FINANCIAL LLC located in Rogers, Arkansas.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. John has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Edward Martfeld Ii Ii | John E. Martfield Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Edward Martfeld II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2023 - Present

MACH-1 FINANCIAL GROUP, LLC

Office #1: 1001 S. 52nd Street Suite 100, Rogers, AR 72758

RIA

CRD#: 298195

Rogers, AR

Current

March 8, 2013 - Present

LPL FINANCIAL LLC

Office #1: 1001 S. 52nd Street, Rogers, AR 72758

RIA

CRD#: 6413

Rogers, AR

Past

November 24, 2015 - July 27, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROGERS, AR

Past

March 26, 2013 - November 17, 2015

LEVEL FOUR ADVISORY SERVICES

RIA

CRD#: 134086

BENTONVILLE, AR

Past

August 2, 2011 - March 8, 2013

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

ROGERS, AR

Past

August 2, 2011 - March 8, 2013

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ROGERS, AR

Past

June 21, 2010 - August 4, 2011

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ROGERS, AR

Past

June 21, 2010 - August 4, 2011

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ROGERS, AR

Past

January 26, 2009 - June 16, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

ROGERS, AR

Past

January 8, 2009 - June 16, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ROGERS, AR

Past

June 5, 2007 - January 23, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ROGERS, AR

Past

June 5, 2007 - January 23, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ROGERS, AR

Past

April 22, 2003 - June 28, 2007

ARVEST WEALTH MANAGEMENT

RIA

CRD#: 42057

ROGERS, AR

Past

April 15, 2003 - June 28, 2007

ARVEST WEALTH MANAGEMENT

CRD#: 42057

ROGERS, AR

Past

March 6, 2002 - April 17, 2003

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

CLAYTON, MO

Past

January 1, 2002 - April 17, 2003

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MACH-1 FINANCIAL GROUP, LLC

MACH-1 FINANCIAL GROUP, INC. | MACKEY INVESTMENT GROUP | MACH-1 FINANCIAL GROUP, LLC

CRD#: 298195 / SEC#: 801-118093

RIA

Registered Investment Advisory firm - (2/14/2020 Approved)

Arkansas

Registered Investment Advisory firm - (2/18/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (2/18/2020 Terminated)

Missouri

Registered Investment Advisory firm - (2/18/2020 Terminated)

Oklahoma

Registered Investment Advisory firm - (2/18/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/18/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/13/2015)

Arkansas
(3/8/2013)

IAR

Arkansas
(4/13/2023)

California
(3/2/2016)

Florida
(4/15/2013)

Illinois
(12/23/2020)

Indiana
(8/23/2017)

Kansas
(12/7/2018)

Michigan
(1/27/2014)

Mississippi
(3/8/2013)

Missouri
(3/8/2013)

Nebraska
(8/1/2022)

North Carolina
(3/2/2016)

Oklahoma
(3/27/2013)

Oregon
(3/1/2016)

Texas
(5/13/2013)

Virginia
(2/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/2/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/26/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MACH-1 FINANCIAL GROUP, LLC

MACH-1 FINANCIAL GROUP, INC. | MACKEY INVESTMENT GROUP | MACH-1 FINANCIAL GROUP, LLC

CRD#: 298195 / SEC#: 801-118093

RIA

Registered Investment Advisory firm - (2/14/2020 Approved)

Arkansas

Registered Investment Advisory firm - (2/18/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (2/18/2020 Terminated)

Missouri

Registered Investment Advisory firm - (2/18/2020 Terminated)

Oklahoma

Registered Investment Advisory firm - (2/18/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/18/2020 Terminated)

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Contact information

Main Address

1001 S. 52nd Street Suite 100, Rogers, AR 72758

Mailing Address

Phone number

(479) 876-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MACH-1 FINANCIAL ADV PART 2A (7/8/2025)

MACH-1 FINANCIAL ADV WRAP BROCHURE (7/8/2025)

Regulatory assets under management

Total Number of Accounts	2,719
AUM (Assets Under Management)	$ 416,888,563

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John E. Martfeld

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Edward Martfeld II's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LEVEL FOUR ADVISORY SERVICES

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

ARVEST WEALTH MANAGEMENT

ARVEST WEALTH MANAGEMENT

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

MACH-1 FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/2/2002

SIE

Date: 10/1/2018

Series 7

Date: 12/26/2001

FINRA

Current Firm

MACH-1 FINANCIAL GROUP, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MACH-1 FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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