JM
John E. Martfeld
MACH-1 FINANCIAL GROUP
Rogers, AR 72758
Some features on this profile are disabled
CRD#: 4485172
JM
Professional summary
John Edward Martfeld II, who also goes by John Edward Martfeld II Ii, John E. Martfield Ii, is a registered financial advisor currently at MACH-1 FINANCIAL GROUP, LLC located in Rogers, Arkansas and LPL FINANCIAL LLC located in Rogers, Arkansas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. John has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Edward Martfeld Ii Ii | John E. Martfield Ii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 01/25/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 01/18/2017 - 0 Hours Per Month/0 Hours During Securities Trading 2) 05/11/2023 - Mach-1 Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 04/26/2023 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Mach-1 Financial Group LLC, an independent investment advisor firm. I started this business activity in 04/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view John Edward Martfeld II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 13, 2023 - Present
MACH-1 FINANCIAL GROUP, LLC
Office #1: 1001 S. 52nd Street Suite 100, Rogers, AR 72758RIA
CRD#: 298195
Rogers, AR
Current
March 8, 2013 - Present
LPL FINANCIAL LLC
Office #1: 1001 S. 52nd Street, Rogers, AR 72758RIA
BD
CRD#: 6413
Rogers, AR
Past
November 24, 2015 - July 27, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
ROGERS, AR
Past
March 26, 2013 - November 17, 2015
LEVEL FOUR ADVISORY SERVICES
RIA
CRD#: 134086
BENTONVILLE, AR
Past
August 2, 2011 - March 8, 2013
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
ROGERS, AR
Past
August 2, 2011 - March 8, 2013
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ROGERS, AR
Past
June 21, 2010 - August 4, 2011
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
ROGERS, AR
Past
June 21, 2010 - August 4, 2011
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ROGERS, AR
Past
January 26, 2009 - June 16, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
ROGERS, AR
Past
January 8, 2009 - June 16, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ROGERS, AR
Past
June 5, 2007 - January 23, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
ROGERS, AR
Past
June 5, 2007 - January 23, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
ROGERS, AR
Past
April 22, 2003 - June 28, 2007
ARVEST WEALTH MANAGEMENT
RIA
CRD#: 42057
ROGERS, AR
Past
April 15, 2003 - June 28, 2007
ARVEST WEALTH MANAGEMENT
BD
CRD#: 42057
ROGERS, AR
Past
March 6, 2002 - April 17, 2003
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
CLAYTON, MO
Past
January 1, 2002 - April 17, 2003
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MACH-1 FINANCIAL GROUP, LLC
MACH-1 FINANCIAL GROUP, INC. | MACKEY INVESTMENT GROUP | MACH-1 FINANCIAL GROUP, LLC
CRD#: 298195 / SEC#: 801-118093
RIA
Registered Investment Advisory firm - (2/14/2020 Approved)Arkansas
Registered Investment Advisory firm - (2/18/2020 Terminated)Louisiana
Registered Investment Advisory firm - (2/18/2020 Terminated)Missouri
Registered Investment Advisory firm - (2/18/2020 Terminated)Oklahoma
Registered Investment Advisory firm - (2/18/2020 Terminated)Texas
Registered Investment Advisory firm - (2/18/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/13/2015)
RR
Arkansas(3/8/2013)
IAR
Arkansas(4/13/2023)
RR
California(3/2/2016)
RR
Florida(4/15/2013)
RR
Illinois(12/23/2020)
RR
Indiana(8/23/2017)
RR
Kansas(12/7/2018)
RR
Michigan(1/27/2014)
RR
Mississippi(3/8/2013)
RR
Missouri(3/8/2013)
RR
Nebraska(8/1/2022)
RR
North Carolina(3/2/2016)
RR
Oklahoma(3/27/2013)
RR
Oregon(3/1/2016)
RR
Texas(5/13/2013)
RR
Virginia(2/24/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MF
MACH-1 FINANCIAL GROUP, LLC
MACH-1 FINANCIAL GROUP, INC. | MACKEY INVESTMENT GROUP | MACH-1 FINANCIAL GROUP, LLC
CRD#: 298195 / SEC#: 801-118093
RIA
Registered Investment Advisory firm - (2/14/2020 Approved)Arkansas
Registered Investment Advisory firm - (2/18/2020 Terminated)Louisiana
Registered Investment Advisory firm - (2/18/2020 Terminated)Missouri
Registered Investment Advisory firm - (2/18/2020 Terminated)Oklahoma
Registered Investment Advisory firm - (2/18/2020 Terminated)Texas
Registered Investment Advisory firm - (2/18/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1001 S. 52nd Street Suite 100, Rogers, AR 72758
Mailing Address
Phone number
(479) 876-2100
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,719 |
| AUM (Assets Under Management) | $ 416,888,563 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
