Jason R. Black
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Robert Black was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2002. Jason had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2015 - October 20, 2016
CAPITAL ONE ADVISORS, LLC
January 2, 2015 - October 20, 2016
CAPITAL ONE INVESTING, LLC
March 11, 2008 - January 28, 2015
CAPITAL ONE FINANCIAL ADVISORS LLC
March 23, 2005 - January 2, 2015
CAPITAL ONE INVESTMENT SERVICES LLC
January 3, 2005 - March 17, 2005
CAPITAL ONE INVESTMENT SERVICES LLC
February 3, 2004 - January 3, 2005
GREENPOINT SECURITIES LLC
November 22, 2002 - February 12, 2004
ESSEX NATIONAL SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
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