Alyn L. Towne

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CRD#: 448509

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alyn Lee Towne was a registered financial professional .

Alyn is a previously registered financial professional and started their career in finance in 1970. Alyn had worked at 11 firms and has passed the Series 63, Series 1, Series 27, Series 4 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 1, 2008 - August 23, 2011

STERLING ENTERPRISES GROUP, INC.

CRD#: 44915

ST. PETERSBURG, FL

Past

October 24, 2005 - August 18, 2006

STERLING ENTERPRISES GROUP, INC.

CRD#: 44915

ST. PETERSBURG, FL

Past

August 21, 1998 - May 12, 2005

STERLING ENTERPRISES GROUP, INC.

CRD#: 44915

ST. PETERSBURG, FL

Past

December 3, 1997 - August 21, 1998

BRAUER & ASSOCIATES, INC.

CRD#: 18278

ST. PETERSBURG, FL

Past

February 16, 1995 - October 14, 1997

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Past

April 26, 1993 - December 31, 1994

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

RALEIGH, NC

Past

May 6, 1987 - October 13, 1994

CERTIFIED INVESTMENTS CORPORATION

CRD#: 19452

Past

July 20, 1984 - October 15, 1987

CERTIFIED CAPITAL CORPORATION

CRD#: 14917

Past

January 19, 1984 - May 24, 1984

INTERSOUTH SECURITIES CORPORATION

CRD#: 14383

Past

June 24, 1983 - January 26, 1984

NATIONSBANC SECURITIES OF GEORGIA, INC.

CRD#: 315

Past

April 17, 1974 - May 13, 1982

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

July 2, 1973 - April 8, 1974

DUPONT WALSTON, INCORPORATED

CRD#: 870

Past

July 24, 1970 - July 2, 1973

DUPONT GLORE FORGAN INC

CRD#: 1000003

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/24/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 12/14/1964

Registered Representative Examination

Principal/Supervisory Exam

Series 27

Date: 6/16/1984

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 10/29/1977

Registered Options Principal Examination

Principal/Supervisory Exam

Series 40

Date: 10/3/1969

Registered Principal Examination

Current Firm

STERLING ENTERPRISES GROUP, INC.

G.G. FINANCIAL CORP. | STERLING ENTERPRISES GROUP, INC.

CRD#: 44915 / SEC#: , 8-50876

Terminated by SEC on 02/15/2013

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Contact information

Main Address

Mailing Address

Phone number

Established

Florida since 02/25/1998

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
ALYN TOWNE III, LP	OWNER
GREGG, DAVID JOSEPH	VP/CCO/SROP/CROP/AML CO/SUPERVISOR OF OSJ/BRANCHES	1500899
TOWNE, ALYN LEE III	PRESIDENT/CEO/CFO/DESIGNATED MSP	2552744

Disclosures

Arbitration

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alyn L. Towne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STERLING ENTERPRISES GROUP, INC.

STERLING ENTERPRISES GROUP, INC.

BRAUER & ASSOCIATES, INC.

AEGON USA SECURITIES INC.

CAPITAL INVESTMENT GROUP, INC.

CERTIFIED INVESTMENTS CORPORATION

CERTIFIED CAPITAL CORPORATION

INTERSOUTH SECURITIES CORPORATION

NATIONSBANC SECURITIES OF GEORGIA, INC.

E. F. HUTTON & COMPANY INC

DUPONT WALSTON, INCORPORATED

DUPONT GLORE FORGAN INC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/24/1995

Series 1

Date: 12/14/1964

Series 27

Date: 6/16/1984

Series 4

Date: 10/29/1977

Series 40

Date: 10/3/1969

Current Firm

STERLING ENTERPRISES GROUP, INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

STERLING ENTERPRISES GROUP, INC.

TRUST BUT VERIFY

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