Dane A. Brinkman
Professional summary
Dane Alvin Brinkman was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dane Alvin Brinkman was a registered financial advisor .
Dane is a previously registered financial advisor and started their career in finance in 2002. Dane had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2005 - February 2, 2009
KOVACK SECURITIES INC.
July 23, 2004 - July 29, 2005
UBS FINANCIAL SERVICES INC.
July 23, 2004 - July 29, 2005
UBS FINANCIAL SERVICES INC.
November 18, 2002 - July 28, 2004
A. G. EDWARDS & SONS, INC.
February 8, 2002 - July 28, 2004
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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