RH
Raymond D. Hunt
CAPITAL ANALYSTS
Dartmouth, MA 02747
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CRD#: 4485001
RH
Professional summary
Raymond Douglas Hunt is a registered financial advisor currently at CAPITAL ANALYSTS located in Dartmouth, Massachusetts and LINCOLN INVESTMENT located in Dartmouth, Massachusetts.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Raymond has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RAYMOND HUNT POSITION: Life and Health Insurance Broker NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 12/15/2001 ADDRESS: 84 FAUNCE CORNER MALL RD, UNIT 330, N DARTMOUTH MA 02747, United States DESCRIPTION: Research, Recommend, Sell and Service Insurance Products to meet Client needs.
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Douglas Hunt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 2012 - Present
CAPITAL ANALYSTS
Office #1: 78 Faunce Corner Mall Rd. Suite 515, Dartmouth, MA 02747RIA
CRD#: 162200
Dartmouth, MA
Current
June 1, 2012 - Present
LINCOLN INVESTMENT
Office #1: 84 Faunce Corner Mall Rd. Suite 330, Dartmouth, MA 02747RIA
BD
CRD#: 519
Dartmouth, MA
Past
July 16, 2002 - June 1, 2012
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
WESTPORT, MA
Past
January 29, 2002 - July 15, 2002
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/1/2012)
RR
Connecticut(6/1/2012)
RR
Florida(6/2/2012)
RR
Maryland(1/21/2016)
RR
Massachusetts(6/1/2012)
IAR
Massachusetts(8/22/2012)
RR
Michigan(8/16/2023)
RR
New Jersey(8/4/2025)
RR
New York(4/4/2025)
RR
Rhode Island(6/1/2012)
RR
Washington(5/1/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232
Mailing Address
Phone number
(800) 242-1421
Established
Firm type
Fiscal year end
# of Employees
739
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITAL ANALYSTS
CRD#: 162200Dartmouth, MA 02747TRUST BUT VERIFY
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