Parimal H. Patel

LIQUID STRATEGIES

Atlanta, GA 30326

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CRD#: 4484885

Professional summary

Parimal H Patel, who also goes by Parimal Patel, is a registered financial advisor currently at LIQUID STRATEGIES, LLC located in Atlanta, Georgia and FORESIDE FUND SERVICES, LLC located in Atlanta, Georgia.

Parimal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Parimal has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Parimal Patel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Liquid Strategies, LLC; Investment Related; Atlanta, GA; Investment Management Firm; Chief Compliance Officer; Start Date 3/5/2024; 160 Hrs Per Month; In charge of administering and overseeing adviser and funds compliance program. 2) APIA, LLC; Non-Investment Related; Suwanee, GA; Holding Company for Spouse Wellness Business; Owner; Start Date 10/31/24; 8 Hrs Per Month, 0 During Trading Hrs; Listed as owner of LLC for holding company that is for spouse's wellness business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Parimal H Patel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2024 - Present

LIQUID STRATEGIES, LLC

Office #1: 3550 Lenox Road Ne Suite 2550, Atlanta, GA 30326

RIA

CRD#: 170107

Atlanta, GA

Current

January 8, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 3550 Lenox Road Ne Suite 2550, Atlanta, GA 30326

CRD#: 46106

Atlanta, GA

Past

January 19, 2024 - March 12, 2024

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

Atlanta, GA

Past

January 17, 2024 - March 12, 2024

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

Atlanta, GA

Past

July 2, 2010 - September 5, 2023

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

ATLANTA, GA

Past

May 26, 2010 - September 5, 2023

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

ATLANTA, GA

Past

August 9, 2004 - May 24, 2010

NBC SECURITIES, INC.

CRD#: 17870

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIQUID STRATEGIES, LLC

CRD#: 170107 / SEC#: 801-79222

RIA

Registered Investment Advisory firm - (2/24/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Georgia
(7/10/2024)

Georgia
(1/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/17/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/14/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/6/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/16/2006

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/28/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LIQUID STRATEGIES, LLC

CRD#: 170107 / SEC#: 801-79222

RIA

Registered Investment Advisory firm - (2/24/2014 Approved)

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Contact information

Main Address

3550 Lenox Road Ne Suite 2550, Atlanta, GA 30326

Mailing Address

Phone number

(800) 970-2725

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIQUID STRATEGIES, LLC FORM ADV 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 950,437,136

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Parimal H. Patel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Parimal H Patel's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

VOYA INVESTMENT MANAGEMENT CO. LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

NBC SECURITIES, INC.

Primary Firm SEC Registration

LIQUID STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/17/2010

Series 63

Date: 9/14/2004

SIE

Date: 10/1/2018

Series 7

Date: 8/6/2004

Series 4

Date: 8/16/2006

Series 24

Date: 4/28/2006

FINRA

Current Firm

LIQUID STRATEGIES, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIQUID STRATEGIES, LLC

TRUST BUT VERIFY

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