Ronald J. Wells-henderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald J. Wells-henderson, who also goes by Ronald J Wells-henderson, Ronald John Wells-henderson, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1981. Ronald had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2014 - June 23, 2014
EAGLE HARBOR ASSET MANAGEMENT, INC.
April 15, 1981 - September 9, 2014
KAS INVESTMENT CONSULTANTS
Primary Firm SEC Registration
EAGLE HARBOR ASSET MANAGEMENT, INC.
CRD#: 108089 / SEC#: 801-121335
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE HARBOR ASSET MANAGEMENT, INC.
CRD#: 108089 / SEC#: 801-121335
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 188 |
| AUM (Assets Under Management) | $ 139,621,353 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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