Stanford B. Towerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanford Bernard Towerman MR, who also goes by Stan B Towerman, Stanford Bernard Towerman, was a registered financial professional .
Stanford is a previously registered financial professional and started their career in finance in 1968. Stanford had worked at 4 firms and has passed the Series 63 and Series 1 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2004 - November 18, 2014
MONETA GROUP INVESTMENT ADVISORS, LLC
May 28, 2004 - January 25, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 15, 1993 - June 1, 2004
WS GRIFFITH SECURITIES, INC.
December 23, 1968 - March 15, 1993
VP DISTRIBUTORS LLC
Primary Firm SEC Registration
MONETA GROUP INVESTMENT ADVISORS, LLC
CRD#: 104727 / SEC#: 801-34723
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/12/1968
Registered Representative ExaminationCurrent Firm
MONETA GROUP INVESTMENT ADVISORS, LLC
CRD#: 104727 / SEC#: 801-34723
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 44,504 |
| AUM (Assets Under Management) | $ 42,795,577,115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2026 | ||
| 10/09/2024 | ||
| 11/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
