DP
David C. Pitcher
DAVIE KAPLAN WEALTH CARE ADVISORS
ROCHESTER, NY 14618
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CRD#: 4484820
DP
Professional summary
David C Pitcher is a registered financial advisor currently at DAVIE KAPLAN WEALTH CARE ADVISORS, LLC located in Rochester, New York and DKCB FINANCIAL ADVISORS, LLC located in Rochester, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. David has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DAVIE KAPLAN WEALTH CARE ADVISORS (FORMERLY DKCB WEALTH CARE ADVISORS, LL; RIA, MEMBER & FINANCIAL PROFESSIONAL, NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2014; Rochester NY 14614, US; member 2) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (INSURANCE) POSITION: MEMBER NATURE: INSURANCE INVESTMENT RELATED: Yes NUMBER OF HOURS:: 0 SECURITIES TRADING HOURS: 0 START DATE: 6/9/2006 DESCRIPTION: ADVISOR - CONDUCTS INSURANCE SALES/REFERRALS 3) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (RIA) POSITION: RIA, MEMBER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 06/30/2014 ADDRESS: Rochester NY 14614, United States DESCRIPTION: ADVISOR-FINANCIAL PLANNING; 4) DKCB FINANCIAL ADVISORS, LLC POSITION: NATURE OF BUSINESS: FINANCIAL SERVICES,REFERRAL - REFER HIGH NET WORTH CLIENTS TO RIA AS APPROPRIATE, INVESTMENT RELATED: Yes START DATE: 09/30/2000 5) DAVIE KAPLAN, CPA, P.C. POSITION: SHJAREHOLDER, NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: No SECURITIES TRADING HOURS: No START DATE: 08/01/2007 DESCRIPTION: CPA firm 6) J.R. UNDER C.W. TRUST POSITION: trustee NATURE: Invest assets and distribute income per the trust document INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2013 ADDRESS: Rochester NY , United States DESCRIPTION: Duties as set forth in terms of trust. 7) K.R. TRUST UNDER C.W. TRUST POSITION: trustee NATURE: Invest assets and distribute income per the trust document INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2013 ADDRESS: Rochester NY , United States DESCRIPTION: Duties as set forth in terms of trust. 8) AMAREL PRECISION INSTRUMENTS DEFERRED COMPENSATION PLAN POSITION: TRUSTEE NATURE: TRUST INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: ADDRESS: Rochester NY 14620, United States DESCRIPTION: 9) DMP CONESUS REAL ESTATE HOLDING LLC POSITION: Managing Member NATURE: My estate planning for Dave and Mary Anne Pitcher INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2016 ADDRESS: 5854 E. Lake Rd., Conesus NY 14435, United States DESCRIPTION: Managing Member 10) NATIVITY PREPATORY ACADEMY ASSOCIATES POSITION: Treasurer and Finance Chair NATURE: To review the Tax return INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2008 ADDRESS: 15 Whalin Street, Rochester NY 14620 States DESCRIPTION: To run the meetings and approve the not for profit filing of the tax return 11) NATIVITY PREPATORY ACADEMY INC. POSITION: Finance Chair and Treasurer NATURE: To review the financial statements and the Budget for the School INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2008 ADDRESS: 15 Whalin Street, Rochester NY 14620 DESCRIPTION: To run the meetings and approve the not for profit filing of tax returns 12)Rochester Hearing & Speech Center, Inc.; BOARD MEMBER & FINANCE CHAIR - NO CHECKWRITING AUTHORITY 13)PITCHER FAMILY, LLP; LIMITED PARTNER; ESTATE PLANNING; NIR; Rochester NY 14620; 14) MCQUAID JESUIT HIGH SCHOOL,INVESTMENT RELATED: NO, ADDRESS: 1800 CLINTON AVENUE S, ROCHESTER, NY 14618 CATHOLIC JESUIT HIGH SCHOOL FOR BOYS, STARTED: 09/2025, ENDOWMENT & PLAN GIVING COMMITTEE & HUMAN RESOURCES COMMITTEE, APX NUMBER OF HOURS PER WEEK: .05,BRIEF DESCRIPTION OF DUTIES: NO VOTING RIGHTS. ADVISORY POSITION ONLY ON THE ENDOWMENT & PLAN GIVING COMMITTEE & HUMAN RESOURCES COMMITTEE 15) TRUSTS OF NON-FAMILY MEMBERS, INVESTMENT RELATED: NO, ADDRESS: 1800 CLINTON AVENUE S, ROCHESTER, NY 14618 NATURE OF BUSINESS: TRUST, START DATE: 09/2025, POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: .5, BRIEF DESCRIPTION OF DUTIES: DUTIES AS SET FORTH IN TERMS OF TRUST;
CRS (Client Relationship Summary) - RIA
Click below to view David C Pitcher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2021 - Present
DAVIE KAPLAN WEALTH CARE ADVISORS, LLC
Office #1: 100 Meridian Centre Blvd. Suite 200, Rochester, NY 14618RIA
CRD#: 140436
ROCHESTER, NY
Current
June 22, 2021 - Present
DKCB FINANCIAL ADVISORS, LLC
Office #1: 100 Meridian Centre Blvd. Suite 200, Rochester, NY 14618RIA
CRD#: 126493
ROCHESTER, NY
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096Office #2: 100 Meridian Centre Blvd Suite 200, Rochester, NY 14618RIA
CRD#: 105644
SCHAUMBURG, IL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 100 Meridian Centre Blvd Suite 200, Rochester, NY 14618BD
CRD#: 13572
ROCHESTER, NY
Past
October 24, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
CONESUS, NY
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ROCHESTER, NY
Past
February 15, 2002 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
ROCHESTER, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Connecticut(9/5/2025)
RR
Florida(9/5/2025)
RR
Maine(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Michigan(9/5/2025)
RR
New Jersey(9/5/2025)
IAR
New York(6/21/2021)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Rochester, NY 14618TRUST BUT VERIFY
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