Kyle D. Abel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle D Abel, who also goes by Kyle Daniel Abel, was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2002. Kyle had worked at 10 firms and has passed the Series 63, Series 66, Series 65, SIE, Series 7, Series 82 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2023 - October 29, 2024
BA SECURITIES, LLC
February 13, 2023 - January 4, 2024
KINGSWOOD CAPITAL PARTNERS, LLC
July 22, 2022 - December 22, 2023
BRIARCLIFFE CREDIT PARTNERS, LLC
January 31, 2022 - August 19, 2022
KINGSWOOD CAPITAL PARTNERS, LLC
June 11, 2019 - December 23, 2021
FIRST AVENUE
June 27, 2016 - June 10, 2019
TRITON PACIFIC CAPITAL, LLC
May 30, 2014 - June 17, 2016
BERCHWOOD PARTNERS LLC
April 21, 2008 - December 31, 2008
J.P. MORGAN SECURITIES LLC
March 6, 2008 - December 31, 2008
BEAR STEARNS ASSET MANAGEMENT INC.
October 11, 2005 - April 24, 2008
WAYZATA INVESTMENT PARTNERS LLC
January 1, 2002 - March 1, 2005
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
