AM
Andrew B. Martin
QUANTUM FINANCIAL ADVISORS
LAS VEGAS, NV
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CRD#: 4484517
AM
Professional summary
Andrew Bernard Martin is a registered financial advisor currently at QUANTUM FINANCIAL ADVISORS INC located in Las Vegas, Nevada.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Andrew has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MARTIN & WALL CERTIFIED PUBLIC ACCOUNTANTS IS AN ACCOUNTING FIRM WHICH IS LOCATED AT 1633 Q ST., NW , N.W. WASHINGTON, DC 20009. MR. MARTIN IS A MANAGING PARTNER WITH THE FIRM. HE COMMENCED HIS PARTNERHSIP ROLE IN OCTOBER OF 1994. THE FIRM IS ONLY INVOLVED IN TAX & ACCOUNTING MATTERS AND IS NOT IN THE INVESTMENT BUSINESS. MR. MARTIN RUNS THE DAY TO DAY OPERATIONS OF THE FIRM AND SPENDS MOST OF HIS TIME (50 TO 60 HRS PER WEEK) FOCUSSED ON ACTIVITIES WITH THE FIRM. MR. MARTIN INTENDS TO SPEND A FEW HOURS PER WEEK (5 TO 10)REFERRING CLIENTS TO QUANTUM FINANCIAL ADVISORS AS PART OF A STRATEGIC ALLIANCE THAT BOTH FIRMS HAVE DEVELOPED.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Bernard Martin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 13, 2004 - Present
QUANTUM FINANCIAL ADVISORS INC
RIA
CRD#: 113563
LAS VEGAS, NV
Past
April 12, 2002 - February 12, 2004
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
WASHINGTON, DC
Past
January 31, 2002 - February 12, 2004
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QF
QUANTUM FINANCIAL ADVISORS INC
LIFETIME BENEFITS | QUANTUM FINANCIAL ADVISORS INC | QFA
CRD#: 113563 / SEC#: 801-125887
RIA
Registered Investment Advisory firm - (6/16/2022 Approved)California
Registered Investment Advisory firm - (1/1/2015 Terminated)Connecticut
Registered Investment Advisory firm - (7/25/2022 Terminated)District of Columbia
Registered Investment Advisory firm - (7/13/2022 Terminated)Florida
Registered Investment Advisory firm - (11/13/2018 Terminated)Georgia
Registered Investment Advisory firm - (12/18/2015 Terminated)Maryland
Registered Investment Advisory firm - (7/25/2022 Terminated)Nevada
Registered Investment Advisory firm - (8/15/2022 Terminated)New Jersey
Registered Investment Advisory firm - (12/3/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/14/2022 Terminated)Virginia
Registered Investment Advisory firm - (7/16/2022 Terminated)Washington
Registered Investment Advisory firm - (12/10/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nevada(1/8/2009)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
QF
QUANTUM FINANCIAL ADVISORS INC
LIFETIME BENEFITS | QUANTUM FINANCIAL ADVISORS INC | QFA
CRD#: 113563 / SEC#: 801-125887
RIA
Registered Investment Advisory firm - (6/16/2022 Approved)California
Registered Investment Advisory firm - (1/1/2015 Terminated)Connecticut
Registered Investment Advisory firm - (7/25/2022 Terminated)District of Columbia
Registered Investment Advisory firm - (7/13/2022 Terminated)Florida
Registered Investment Advisory firm - (11/13/2018 Terminated)Georgia
Registered Investment Advisory firm - (12/18/2015 Terminated)Maryland
Registered Investment Advisory firm - (7/25/2022 Terminated)Nevada
Registered Investment Advisory firm - (8/15/2022 Terminated)New Jersey
Registered Investment Advisory firm - (12/3/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/14/2022 Terminated)Virginia
Registered Investment Advisory firm - (7/16/2022 Terminated)Washington
Registered Investment Advisory firm - (12/10/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Monroe Street Suite 1902, Rockville, MD 20850
Mailing Address
325 Ellington Blvd #511, Gaithersburg, MD 20878
Phone number
(301) 296-6203
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 362 |
| AUM (Assets Under Management) | $ 507,079,299 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
