Bhavesh D. Patel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bhavesh Dinubhai Patel, who also goes by Bhavesh D Patel, was a registered financial professional .
Bhavesh is a previously registered financial professional and started their career in finance in 2002. Bhavesh had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2009 - December 31, 2019
RELIANCE WEALTH & TRUST PARTNERS, LLC
March 2, 2009 - August 11, 2011
PURSHE KAPLAN STERLING INVESTMENTS
January 9, 2008 - February 9, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 7, 2008 - February 9, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 21, 2005 - January 9, 2008
EQUITABLE ADVISORS, LLC
November 14, 2003 - January 9, 2008
EQUITABLE ADVISORS, LLC
October 16, 2002 - December 12, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
September 4, 2002 - December 12, 2003
IDS LIFE INSURANCE COMPANY
September 4, 2002 - December 12, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
February 8, 2002 - June 7, 2002
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RELIANCE WEALTH & TRUST PARTNERS, LLC
CRD#: 149354 / SEC#: 801-70151
Contact information
Red Flags
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