Clint S. Myers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clint Sterling Myers, AIF® was a registered financial professional .
Clint is a previously registered financial professional and started their career in finance in 2002. Clint had worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2021 - September 15, 2021
CANTELLA & CO., INC.
February 18, 2021 - July 3, 2023
WEST MICHIGAN ADVISORS
September 28, 2017 - April 8, 2021
RAYMOND JAMES & ASSOCIATES, INC.
September 28, 2017 - April 8, 2021
RAYMOND JAMES & ASSOCIATES, INC.
December 8, 2015 - September 29, 2017
COMMONWEALTH FINANCIAL NETWORK
December 4, 2015 - September 29, 2017
COMMONWEALTH FINANCIAL NETWORK
October 15, 2009 - December 4, 2015
MSI FINANCIAL SERVICES, INC.
October 2, 2009 - December 4, 2015
MSI FINANCIAL SERVICES, INC.
February 11, 2005 - October 1, 2009
MML INVESTORS SERVICES, LLC
January 1, 2002 - February 9, 2005
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/9/2024
General Securities Representative ExaminationSeries 6TO
Date: 3/9/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
CANTELLA & CO., INC.
CRD#: 13905 / SEC#: 801-60841, 8-23904
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,665 |
| AUM (Assets Under Management) | $ 1,929,399,963 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 1 |
| Arbitration | 6 |
| Bond | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2023 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
