WJ
William W. Jessup
JMF CAPSTONE WEALTH MANAGEMENT
TUSCALOOSA, AL 35401
Some features on this profile are disabled
CRD#: 4484364
WJ
Professional summary
William Walker Jessup is a registered financial advisor currently at JMF CAPSTONE WEALTH MANAGEMENT located in Tuscaloosa, Alabama.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. William has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PARTNER/MEMBER OF INDIAN LAKE TOWNHOMES, LLC IN ALABAMA SINCE 1/90 SPENDING NO TIME DURING THE MONTH. LTD. PARTNER/MEMBER OF CAPSTONE HOTEL, LTD. IN ALABAMA SPENDING 0 TIME A MONTH. LTD.
CRS (Client Relationship Summary) - RIA
Click below to view William Walker Jessup's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 1999 - Present
JMF CAPSTONE WEALTH MANAGEMENT
Office #1: 2200 Jack Warner Parkway Ne Suite 300, Tuscaloosa, AL 35401RIA
CRD#: 118296
TUSCALOOSA, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JC
JMF CAPSTONE WEALTH MANAGEMENT
CAPSTONE INVESTMENT MANAGEMENT, LLC | JMF CAPSTONE WEALTH MANAGEMENT | CAPSTONE WEALTH MANAGEMENT, LLC
CRD#: 118296 / SEC#: 801-107846
RIA
Registered Investment Advisory firm - (6/10/2016 Approved)Alabama
Registered Investment Advisory firm - (6/30/2016 Terminated)Texas
Registered Investment Advisory firm - (6/10/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(4/29/1999)
Exams
Current Firm
JC
JMF CAPSTONE WEALTH MANAGEMENT
CAPSTONE INVESTMENT MANAGEMENT, LLC | JMF CAPSTONE WEALTH MANAGEMENT | CAPSTONE WEALTH MANAGEMENT, LLC
CRD#: 118296 / SEC#: 801-107846
RIA
Registered Investment Advisory firm - (6/10/2016 Approved)Alabama
Registered Investment Advisory firm - (6/30/2016 Terminated)Texas
Registered Investment Advisory firm - (6/10/2016 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2200 Jack Warner Parkway, Ne Suite 300, Tuscaloosa, AL 35401
Mailing Address
Phone number
(205) 345-8440
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 562 |
| AUM (Assets Under Management) | $ 362,695,957 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JMF CAPSTONE WEALTH MANAGEMENT
CRD#: 118296Tuscaloosa, AL 35401TRUST BUT VERIFY
Monitor William Jessup
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
