Rhett D. Thurman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rhett David Thurman was a registered financial professional .
Rhett is a previously registered financial professional and started their career in finance in 2003. Rhett had worked at 3 firms and has passed the Series 79TO, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2019 - February 21, 2023
PRAGER & CO., LLC
December 22, 2017 - May 7, 2018
KEYBANC CAPITAL MARKETS INC.
November 5, 2003 - December 22, 2017
CAIN BROTHERS & COMPANY, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
PRAGER & CO., LLC
CRD#: 21567 / SEC#: , 8-39048
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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