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SP

Shawn S. Patt

ATALA FINANCIAL
Calabasas, CA 91302
CRD#: 4484268
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SP
Shawn Shyama PattATALA FINANCIAL

Professional summary

Shawn Shyama Patt, CPWA® is a registered financial advisor currently at ATALA FINANCIAL INC located in Calabasas, California.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Shawn has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Shyama Patt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®

Certified Private Wealth Advisor

Start date: 2014-04-23

Expire date: 2024-03-31

Experience

Current

June 8, 2022 - Present

ATALA FINANCIAL INC

Office #1: 23912 Aspen Way, Calabasas, CA 91302
RIA
CRD#: 318371
Calabasas, CA
Past

June 8, 2022 - January 6, 2024

ATALA FINANCIAL INC

RIA
CRD#: 318371
CALABASAS, CA
Past

June 15, 2021 - June 30, 2022

MAG CAP

RIA
CRD#: 298398
Calabasas, CA
Past

November 10, 2016 - June 24, 2021

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
BEVERLY HILLS, CA
Past

November 10, 2016 - June 24, 2021

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
BEVERLY HILLS, CA
Past

June 1, 2009 - November 11, 2016

MORGAN STANLEY

RIA
CRD#: 149777
BEVERLY HILLS, CA
Past

June 1, 2009 - November 11, 2016

MORGAN STANLEY

BD
CRD#: 149777
BEVERLY HILLS, CA
Past

June 6, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
LOS ANGELES, CA
Past

June 6, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
LOS ANGELES, CA
Past

September 26, 2002 - June 20, 2008

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CENTURY CITY, CA
Past

September 6, 2002 - June 20, 2008

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
CENTURY CITY, CA
Past

January 18, 2002 - July 11, 2002

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ATALA FINANCIAL INC
ATALA FINANCIAL INC

CRD#: 318371 / SEC#: 801-123628

RIA
Registered Investment Advisory firm - (4/6/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/8/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/24/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/24/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/5/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/17/2002
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AF
ATALA FINANCIAL INC
ATALA FINANCIAL INC

CRD#: 318371 / SEC#: 801-123628

RIA
Registered Investment Advisory firm - (4/6/2022 Approved)
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Contact information

Main Address
23912 Aspen Way, Calabasas, CA 91302
Mailing Address
Phone number
(310) 570-2573
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/6/2025)

Regulatory assets under management

Total Number of Accounts255
AUM (Assets Under Management)$ 318,643,483

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATALA FINANCIAL INC

CRD#: 318371Calabasas, CA 91302

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