Gregory M. Desmond
DESMOND WEALTH MANAGEMENT
WALNUT CREEK, CA 94596
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CRD#: 4484215
Professional summary
Gregory Mayhew Desmond, CFP® is a registered financial advisor currently at DESMOND WEALTH MANAGEMENT, INC. located in Walnut Creek, California.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Gregory has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Desmond Consulting Group, An Accountancy Corporation
Investment-related: No
Address of the other business: 1850 Mt. Diablo Boulevard, Suite 630, Walnut Creek, CA 94596
Nature of the other business: Accountants
Title: President
Start date, 10/1987 (with a precursor company)
Approximate number of hours/month: Varies, on average about 50 hours per month.
During securities trading hours: Varies, none, some, or all.
Duties: Any and all duties.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Mayhew Desmond's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
April 19, 2000 - Present
DESMOND WEALTH MANAGEMENT, INC.
Office #1: 1850 Mt. Diablo Boulevard Suite 630, Walnut Creek, CA 94596RIA
CRD#: 118200
WALNUT CREEK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DESMOND WEALTH MANAGEMENT, INC.
DESMOND WEALTH MANAGEMENT, INC.
CRD#: 118200 / SEC#: 801-130455
RIA
Registered Investment Advisory firm - (7/10/2024 Approved)California
Registered Investment Advisory firm - (8/10/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/19/2000)
Exams
Current Firm
DW
DESMOND WEALTH MANAGEMENT, INC.
DESMOND WEALTH MANAGEMENT, INC.
CRD#: 118200 / SEC#: 801-130455
RIA
Registered Investment Advisory firm - (7/10/2024 Approved)California
Registered Investment Advisory firm - (8/10/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1850 Mt. Diablo Boulevard Suite 630, Walnut Creek, CA 94596
Mailing Address
Phone number
(925) 932-1994
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 209 |
| AUM (Assets Under Management) | $ 124,449,738 |
Red Flags
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Company Information
DESMOND WEALTH MANAGEMENT, INC.
CRD#: 118200Walnut Creek, CA 94596TRUST BUT VERIFY
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