JT
John D. Thornton
THORNTON FINANCIAL MANAGEMENT AND SERVICES
Houston, TX 77024-4539
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CRD#: 4484198
JT
Professional summary
John David Thornton is a registered financial advisor currently at THORNTON FINANCIAL MANAGEMENT AND SERVICES located in Houston, Texas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. John has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
John Thornton, CPA * Not investment-related * Address: 820 Gessner Road, Suite 1160, Houston, TX 77024 * Nature of the Business: Individual income tax * Position & Title: Owner * Start Date: 1972 * Number of Hours: less than 1% of the work week * The number of hours you devote to the other business during securities trading hours: none
CRS (Client Relationship Summary) - RIA
Click below to view John David Thornton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2022 - Present
THORNTON FINANCIAL MANAGEMENT AND SERVICES
Office #1: 820 Gessner Suite 1160, Houston, TX 77024-4539RIA
CRD#: 114457
Houston, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/26/2022)
Exams
Current Firm
TF
THORNTON FINANCIAL MANAGEMENT AND SERVICES
JOHN DAVID THORNTON | THORNTON FINANCIAL MANAGEMENT AND SERVICES
CRD#: 114457 / SEC#:
Texas
Registered Investment Advisory firm - (7/5/1993 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
820 Gessner Suite 1160, Houston, TX 77024-4539
Mailing Address
Phone number
(832) 358-2020
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 261 |
| AUM (Assets Under Management) | $ 48,746,883 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
