Wayne E. Johnson

SYVERSON STREGE

West Des Moines, IA 50266

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CRD#: 4484130

Professional summary

Wayne Eugene Johnson, CFP® is a registered financial advisor currently at SYVERSON STREGE located in West Des Moines, Iowa.

Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Wayne has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Planning

Tax Planning

Investment Planning

Estate Planning

Small Business Planning

Insurance Planning

Do you have an area of expertise or specialization?

Business Owners

Charitable Giving

Corporate Executives

High Net Worth Client Needs

Investment Advice with Ongoing...

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Eugene Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

March 18, 2011 - Present

SYVERSON STREGE

Office #1: 4125 Westown Parkway Suite 104, West Des Moines, IA 50266

RIA

CRD#: 109228

West Des Moines, IA

Past

January 17, 2002 - August 9, 2007

WADDELL & REED

RIA

CRD#: 866

NEWTON, IA

Past

December 14, 2001 - August 9, 2007

WADDELL & REED

CRD#: 866

NEWTON, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYVERSON STREGE

SHERPA INVESTMENT MANAGEMENT | SYVERSON STREGE SANDAGER & CO | SYVERSON STREGE & COMPANY | SYVERSON STREGE

CRD#: 109228 / SEC#: 801-54959

RIA

Registered Investment Advisory firm - (10/1/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(3/18/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/18/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/13/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SYVERSON STREGE

SHERPA INVESTMENT MANAGEMENT | SYVERSON STREGE SANDAGER & CO | SYVERSON STREGE & COMPANY | SYVERSON STREGE

CRD#: 109228 / SEC#: 801-54959

RIA

Registered Investment Advisory firm - (10/1/1997 Approved)

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Contact information

Main Address

4125 Westown Parkway Suite 104, West Des Moines, IA 50266

Mailing Address

Phone number

(515) 225-6000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 082825 (8/28/2025)

Regulatory assets under management

Total Number of Accounts	2,174
AUM (Assets Under Management)	$ 900,472,120

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Wayne E. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Eugene Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYVERSON STREGE

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

SYVERSON STREGE

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2001

Series 63

Date: 12/18/2001

Series 6

Date: 12/13/2001

Current Firm

SYVERSON STREGE

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SYVERSON STREGE

TRUST BUT VERIFY

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