Wayne Eugene Johnson
CFP®Professional Summary
Wayne Eugene Johnson, CFP® is a registered financial advisor currently at SYVERSON STREGE located in West Des Moines, Iowa. Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Wayne has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Financial Planning
- Retirement Planning
- Tax Planning
- Investment Management
- Estate & Legacy Planning
- Business Services
- Risk Management & Insurance
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
SHERPA INVESTMENT MANAGEMENT | SYVERSON STREGE SANDAGER & CO | SYVERSON STREGE & COMPANY | SYVERSON STREGE
Contact Information
Main Address
4125 Westown Parkway Suite 104, West Des Moines, IA 50266Phone Number
(515) 225-6000# of Employees
15SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,979AUM (Assets Under Management)
$910,833,028Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
SHERPA INVESTMENT MANAGEMENT | SYVERSON STREGE SANDAGER & CO | SYVERSON STREGE & COMPANY | SYVERSON STREGE
State Registrations and Notice Filings
(3/18/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2001About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Wayne Eugene Johnson's CRS (Customer Relationship Summary).
Services Offered by Wayne
- Financial Planning
- Retirement Planning
- Tax Planning
- Investment Management
- Estate & Legacy Planning
- Business Services
- Risk Management & Insurance
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PRINCIPAL SECURITIES, INC.
