RS
Robert S. Stamm
STRATEGICOME GROUP LLC
Chandler, AZ 85224
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CRD#: 4483987
RS
Professional summary
Robert Scott Stamm, CFP® is a registered financial advisor currently at STRATEGIC INCOME GROUP LLC located in Chandler, Arizona.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Robert has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RS Stamm Consulting, LLC; Investment Related; 2036 N. Gilbert Road, Suite #2, #624, Mesa, Arizona, 85203; Finance & Insurance; Owner; Start 12/2014; 156 hrs/month; 5 during trading hours; Financial Planning and Asset Management 2) Stamberg, LLC; Not Investment Related; 12032 W Candelaria Ct Sun City, AZ 85373; Holding Company; Co-Owner; Start 8/2020; 2 hrs/month; None During Trading hours; Access and Acquire Personal Ventures 3) RERSS Holdings, LLC; Not Investment Related; 2036 N. Gilbert Road, Suite #2, #624, Mesa, Arizona, 85203; Co-Owner; Start 2/2021; 2 hrs/month; None During Trading Hours; Assess and Acquire Personal Ventures 4) Oasis Bucking Bulls, LLC; Not- Investment Related; 2036 N. Gilbert Road, Suite #2, #624, Mesa, Arizona, 85203; Owner; Star date: 09/2023; Approx. 2 hours per month; 0 hours per month during securities trading hours; a company established to partner in livestock.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Scott Stamm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
February 28, 2014 - Present
STRATEGIC INCOME GROUP LLC
Office #1: 2330 W. Ray Road Suite 3, Chandler, AZ 85224RIA
CRD#: 165839
Chandler, AZ
Past
January 2, 2009 - April 4, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
CHANDLER, AZ
Past
January 1, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 1, 2002 - January 6, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MESA, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STRATEGIC INCOME GROUP LLC
STRATEGIC INCOME GROUP LLC
CRD#: 165839 / SEC#: 801-108752
RIA
Registered Investment Advisory firm - (12/12/2016 Approved)Arizona
Registered Investment Advisory firm - (12/23/2016 Terminated)California
Registered Investment Advisory firm - (1/22/2017 Terminated)Colorado
Registered Investment Advisory firm - (12/30/2016 Terminated)Texas
Registered Investment Advisory firm - (12/23/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(2/28/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SI
STRATEGIC INCOME GROUP LLC
STRATEGIC INCOME GROUP LLC
CRD#: 165839 / SEC#: 801-108752
RIA
Registered Investment Advisory firm - (12/12/2016 Approved)Arizona
Registered Investment Advisory firm - (12/23/2016 Terminated)California
Registered Investment Advisory firm - (1/22/2017 Terminated)Colorado
Registered Investment Advisory firm - (12/30/2016 Terminated)Texas
Registered Investment Advisory firm - (12/23/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2330 W. Ray Road Suite 3, Chandler, AZ 85224
Mailing Address
Phone number
(480) 466-7070
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,165 |
| AUM (Assets Under Management) | $ 354,914,578 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 01/24/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
