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Tom S. Davenport
DAVENPORT WATTS & DRAKE INVESTMENT ADVISORS
Ridgeland, MS 39157
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CRD#: 4483932
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Professional summary
Tom Sayre Davenport is a registered financial advisor currently at DAVENPORT WATTS & DRAKE INVESTMENT ADVISORS, LLC located in Ridgeland, Mississippi.
Tom is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Tom has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Owns 35% non-voting stock of McInvale Heating & Air, Inc.
President of Cougar Management, Inc- provides consulting services to Davenport Watts & Drake and to Mississippi Valley Publishing Corp. TSD does not receive any compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Tom Sayre Davenport's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2010 - Present
DAVENPORT WATTS & DRAKE INVESTMENT ADVISORS, LLC
Office #1: 234 W. School Street, Ridgeland, MS 39157RIA
CRD#: 127506
Ridgeland, MS
Past
September 17, 2009 - July 21, 2010
DAVENPORT WATTS & DRAKE INVESTMENT ADVISORS, LLC
RIA
CRD#: 127506
RIDGELAND, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DAVENPORT WATTS & DRAKE INVESTMENT ADVISORS, LLC
DAVENPORT & WATTS INVESTMENT ADVISORS LLC | JANE WATTS FINANCIAL SERVICES, LLC | DAVENPORT WATTS & JONES, LLC | DAVENPORT WATTS & DRAKE INVESTMENT ADVISORS, LLC | DAVENPORT & WATTS, LLC
CRD#: 127506 / SEC#: 801-123626
RIA
Registered Investment Advisory firm - (4/7/2022 Approved)Florida
Registered Investment Advisory firm - (4/18/2022 Terminated)Louisiana
Registered Investment Advisory firm - (4/19/2022 Terminated)Mississippi
Registered Investment Advisory firm - (4/18/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/19/2012)
IAR
Louisiana(9/19/2011)
IAR
Mississippi(12/6/2010)
Current Firm
DW
DAVENPORT WATTS & DRAKE INVESTMENT ADVISORS, LLC
DAVENPORT & WATTS INVESTMENT ADVISORS LLC | JANE WATTS FINANCIAL SERVICES, LLC | DAVENPORT WATTS & JONES, LLC | DAVENPORT WATTS & DRAKE INVESTMENT ADVISORS, LLC | DAVENPORT & WATTS, LLC
CRD#: 127506 / SEC#: 801-123626
RIA
Registered Investment Advisory firm - (4/7/2022 Approved)Florida
Registered Investment Advisory firm - (4/18/2022 Terminated)Louisiana
Registered Investment Advisory firm - (4/19/2022 Terminated)Mississippi
Registered Investment Advisory firm - (4/18/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
234 W. School Street, Ridgeland, MS 39157
Mailing Address
P.o. Box 2300, Ridgeland, MS 39158
Phone number
(601) 898-8069
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 352 |
| AUM (Assets Under Management) | $ 138,847,418 |
Red Flags
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Company Information
DAVENPORT WATTS & DRAKE INVESTMENT ADVISORS, LLC
CRD#: 127506Ridgeland, MS 39157TRUST BUT VERIFY
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