Anthony B. Cox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Bryan Cox was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2002. Anthony had worked at 3 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2015 - December 14, 2016
LAURENTIAN CAPITAL (USA) INC
July 16, 2004 - October 3, 2014
RAYMOND JAMES (USA) LTD.
April 3, 2002 - July 1, 2004
RBC CAPITAL MARKETS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/25/2002
Limited Representative-Equity Trader ExamCurrent Firm
LAURENTIAN CAPITAL (USA) INC
CRD#: 171211 / SEC#: , 8-69450
Contact information
Documents
Direct owners and executive officers
Red Flags
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