Roger W. Edwards
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GILBERT, AZ
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CRD#: 4483804
Professional summary
Roger Wayne Edwards, CFP®, who also goes by Roger W. Edwards, Roger Edwards, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Gilbert, Arizona.
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Roger has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Roger W. Edwards | Roger Edwards
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05-16-2013; APPROX. 152 ADVISORY HRS/MONTH; APPROX. 76 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [2] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: DECEMBER 2013; APPROX. 16 HRS/MONTH; APPROX. 8 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [3] FINANCIAL PLANNING ASSOCIATION OF GREATER PHOENIX ("FPAGP"); YES-INVESTMENT RELATED; ADDRESS: P.O. BOX 4130, SCOTTSDALE, AZ 85261; NATURE: ASSOCIATION OF CERTIFIED FINANCIAL PLANNER PROFESSIONALS; POSITION: MEMBER; STARTED: SEPTEMBER 2018; APPROX. 8 HRS/MONTH; APPROX. 4 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: PROMOTE THE PROFESSION OF FINANCIAL PLANNING, ENGAGE COLLEAGUES LEGISLATURES AND PUBLIC TO THE BENEFITS OF FINANCIAL PLANNING. [4] SUN VALLEY COMMUNITY CHURCH; NOT INVESTMENT RELATED; ADDRESS: 456 E. RAY ROAD, GILBERT, AZ 85296; NATURE: CHURCH; POSITION: FACILITIES WORKER; STARTED: 02.07.2022; APPROX. 5/HRS MONTH DURING TRADING HOURS; APPROX.23 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: PART-TIME WORK MAINTAINING FACILITIES.
CRS (Client Relationship Summary) - RIA
Click below to view Roger Wayne Edwards's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
December 26, 2017 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
RIA
CRD#: 158292
GILBERT, AZ
Past
March 27, 2014 - December 31, 2014
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
BELLEVUE, WA
Past
January 4, 2014 - October 13, 2017
GLOBAL VIEW CAPITAL MANAGEMENT LLC
RIA
CRD#: 158292
ISSAQUAH, WA
Past
July 20, 2011 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
BELLEVUE, WA
Past
July 20, 2011 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
BELLEVUE, WA
Past
June 11, 2008 - July 29, 2011
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
RENTON, WA
Past
April 12, 2002 - July 29, 2011
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Past
February 6, 2002 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(12/26/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
